1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
(1)
|
12/16/2005 |
02/16/2010 |
Common Stock
|
553
|
$
35.67
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
11/07/2004 |
02/21/2011 |
Common Stock
|
1,217
|
$
33.725
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(2)
|
02/20/2012 |
Common Stock
|
745
|
$
28.695
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
09/14/2006 |
02/20/2012 |
Common Stock
|
585
|
$
36.6
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
12/16/2005 |
02/19/2013 |
Common Stock
|
1,405
|
$
35.67
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
09/14/2006 |
02/19/2013 |
Common Stock
|
1,368
|
$
36.6
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(2)
|
02/24/2014 |
Common Stock
|
3,439
|
$
32.715
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(2)
|
02/23/2015 |
Common Stock
|
4,355
|
$
33.61
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(2)
|
02/22/2016 |
Common Stock
|
4,506
|
$
33.92
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(3)
|
02/21/2017 |
Common Stock
|
4,101
|
$
38.62
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(4)
|
02/20/2018 |
Common Stock
|
11,755
|
$
28.095
|
D
|
Â
|
Phantom Stock under NQ Retirement Plan
|
Â
(5)
|
Â
(5)
|
Common Stock
|
739
|
$
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Granted under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan. |
(2) |
Represents fully vested stock options. |
(3) |
The stock option vests in two equal annual installments specifically on February 21, 2009 and February 21, 2010, respectively. |
(4) |
The stock option vests in two equal annual installments specifically on February 20, 2010 and February 20, 2011, respectively. |
(5) |
Shares of phantom stock acquired under the Nonqualified Retirement Plan have a 1-for-1 conversion ratio and are payable in cash upon distribution to the Participant in accordance with the terms of the Plan. |