1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
01/25/2014 |
01/24/2018 |
Common Stock, $1.25 par value
|
3,149
|
$
31.75
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
01/25/2014 |
01/24/2018 |
Common Stock, $1.25 par value
|
4,351
|
$
31.75
|
D
|
Â
|
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock, $1.25 par value
|
2,199
|
$
0
(2)
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(3)
|
05/03/2022 |
Common Stock, $1.25 par value
|
15,821
|
$
23.73
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The restricted stock units vest on May 4, 2015. |
(2) |
Each restricted stock unit represents a contingent right to receive one share of Harsco common stock. |
(3) |
The stock appreciation rights vest in annual 20% increments on each of May 4, 2013, May 4, 2014, May 4, 2015, May 4, 2016 and May 4, 2017. |