gam6302015.htm - Generated by SEC Publisher for SEC Filing

 

Proxy Voting Record

Meeting Date Range: 01-Jul-2014 To 30-Jun-2015
BOB EVANS FARMS, INC.                
Security:   096761101     Meeting Type:   Annual    
Ticker:   BOBE       Meeting Date:   20-Aug-2014    
ISIN   US0967611015     Vote Deadline Date: 20-Aug-2014    
Agenda     SHAREHOLDER   Total Ballot Shares: 284170    
Last Vote Date: 30-Dec-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Sandell Group Nominees     For None        
  1 DOUGLAS N. BENHAM         284170 0 0 0
  2 CHARLES M. ELSON         284170 0 0 0
  3 DAVID W. HEAD         284170 0 0 0
  4 C. STEPHEN LYNN         284170 0 0 0
  5 ANNELISE T. OSBORNE         284170 0 0 0
6 ARON I. SCHWARTZ 284170 0 0 0
7 MICHAEL WEINSTEIN 284170 0 0 0
8 LEE S. WIELANSKY 284170 0 0 0
2 Approval of Sandell Group's Bylaw Repeal Proposal For None 284170 0 0 0
3

Company proposal to approve amendment to Bylaws eliminating supermajority requirement

 For None 284170 0 0 0
4 Company proposal to amend Charter and Bylaws to eliminate supermajority requirement For None 284170 0 0 0
5 Company proposal to amend Charter and to eliminate supermajority vote to amend Article 12 For None 284170 0 0 0
6 Company proposal to amend Bylaws - Holders of at least 25% can call special meeting Against None 0 284170 0 0
7 Ratify Ernst & Young LLP as auditors     For None 284170 0 0 0
8 Company proposal to approve executive compensation Against 0 284170 0 0

 

Page 1 of 57

 
All Accounts          
DIAGEO PLC          
Security: 25243 Q205   Meeting Type: Annual
Ticker: DEO     Meeting Date: 18-Sep-2014
ISIN US25243 Q2057   Vote Deadline Date: 10-Sep-2014
Agenda 934068657   Management Total Ballot Shares: 237400
Last Vote Date: 25-Aug-2014        

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Adopt Accounts for Past Year For None 237400 0 0 0
2 Miscellaneous Corporate Actions For None 237400 0 0 0
3 Miscellaneous Corporate Actions For None 237400 0 0 0
4 Dividends For None 237400 0 0 0
5 Election of Directors (Full Slate) For None 237400 0 0 0
6 Election of Directors (Full Slate) For None 237400 0 0 0
7 Election of Directors (Full Slate) For None 237400 0 0 0
8 Election of Directors (Full Slate) For None 237400 0 0 0
9 Election of Directors (Full Slate) For None 237400 0 0 0
10 Election of Directors (Full Slate) For None 237400 0 0 0
11 Election of Directors (Full Slate) For None 237400 0 0 0
12 Election of Directors (Full Slate) For None 237400 0 0 0
13 Election of Directors (Full Slate) For None 237400 0 0 0
14 Election of Directors (Majority Voting) For None 237400 0 0 0
15 Election of Directors (Majority Voting) For None 237400 0 0 0
16 Ratify Appointment of Independent Auditors For None 237400 0 0 0
17 Ratify Appointment of Independent Auditors For None 237400 0 0 0
18 Allot Securities For None 237400 0 0 0
19 Eliminate Pre-Emptive Rights For None 237400 0 0 0
20 Stock Repurchase Plan For None 237400 0 0 0
21 Miscellaneous Corporate Actions For None 237400 0 0 0
22 Approve Stock Compensation Plan For None 237400 0 0 0

 

Page 2 of 57

 

WEATHERFORD INTERNATIONAL PLC              
 
Security:   G48833100     Meeting Type:   Annual    
Ticker:   WFT     Meeting Date:   24-Sep-2014    
ISIN   IE00BLNN3691     Vote Deadline Date: 22-Sep-2014    
Agenda   934069077 Management   Total Ballot Shares: 500000    
Last Vote Date: 25-Aug-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 500000 0 0 0
2 Election of Directors (Majority Voting)   For None 500000 0 0 0
3 Election of Directors (Majority Voting)   For None 500000 0 0 0
4 Election of Directors (Majority Voting)   For None 500000 0 0 0
5 Election of Directors (Majority Voting)   For None 500000 0 0 0
6 Election of Directors (Majority Voting)   For None 500000 0 0 0
7 Election of Directors (Majority Voting)   For None 500000 0 0 0
8 Election of Directors (Majority Voting)   For None 500000 0 0 0
9 Election of Directors (Majority Voting)   For None 500000 0 0 0
10 Approve Remuneration of Directors and Auditors For None 500000 0 0 0
11 14A Executive Compensation   For None 500000 0 0 0
12 Miscellaneous Corporate Actions   For None 500000 0 0 0

 

Page 3 of 57

 

ENERGY XXI (BERMUDA) LIMITED              
Security:   G10082140     Meeting Type:   Annual    
Ticker:   EXXI     Meeting Date:   04-Nov-2014    
ISIN   BMG100821401     Vote Deadline Date: 03-Nov-2014    
Agenda   934086946 Management   Total Ballot Shares: 475246    
Last Vote Date: 22-Oct-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 JOHN D. SCHILLER, JR.       475246 0 0 0
  2 WILLIAM COLVIN       475246 0 0 0
2 Approve Company Name Change   For None 475246 0 0 0
3 Miscellaneous Corporate Actions   For None 475246 0 0 0
4 14A Executive Compensation   For None 0 475246 0 0
5 Ratify Appointment of Independent Auditors For None 475246 0 0 0

 

Page 4 of 57

 

TOWERS WATSON & CO              
 
Security:   891894107     Meeting Type:   Annual    
Ticker:   TW     Meeting Date:   13-Nov-2014    
ISIN   US8918941076     Vote Deadline Date: 12-Nov-2014    
Agenda   934081655 Management   Total Ballot Shares: 245798    
Last Vote Date: 06-Oct-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 245798 0 0 0
2 Election of Directors (Majority Voting)   For None 245798 0 0 0
3 Election of Directors (Majority Voting)   For None 245798 0 0 0
4 Election of Directors (Majority Voting)   For None 245798 0 0 0
5 Election of Directors (Majority Voting)   For None 245798 0 0 0
6 Election of Directors (Majority Voting)   For None 245798 0 0 0
7 Election of Directors (Majority Voting)   For None 245798 0 0 0
8 Election of Directors (Majority Voting)   For None 245798 0 0 0
9 Ratify Appointment of Independent Auditors For None 245798 0 0 0
10 14A Executive Compensation   For None 245798 0 0 0

 

Page 5 of 57

 

CISCO SYSTEMS, INC.                  
 
Security:   17275 R102     Meeting Type: Annual    
Ticker:   CSCO       Meeting Date:   20-Nov-2014    
ISIN   US17275 R1023     Vote Deadline Date: 19-Nov-2014    
Agenda   934082215   Management   Total Ballot Shares: 1000000    
Last Vote Date: 02-Oct-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 1000000 0 0 0
2 Election of Directors (Majority Voting)     For None 1000000 0 0 0
3 Election of Directors (Majority Voting)     For None 1000000 0 0 0
4 Election of Directors (Majority Voting)     For None 1000000 0 0 0
5 Election of Directors (Majority Voting)     For None 1000000 0 0 0
6 Election of Directors (Majority Voting)     For None 1000000 0 0 0
7 Election of Directors (Majority Voting)     For None 1000000 0 0 0
8 Election of Directors (Majority Voting)     For None 1000000 0 0 0
9 Election of Directors (Majority Voting)     For None 1000000 0 0 0
10 Election of Directors (Majority Voting)     For None 1000000 0 0 0
11 Amend Employee Stock Purchase Plan For None 1000000 0 0 0
12 14A Executive Compensation     For None 1000000 0 0 0
13 Ratify Appointment of Independent Auditors For None 1000000 0 0 0
14 S/H Proposal - Political/Government     Against None 0 1000000 0 0
15 S/H Proposal - Access To Proxy     Against None 0 1000000 0 0
16 S/H Proposal - Political/Government     Against None 0 1000000 0 0

 

Page 6 of 57

 

MICROSOFT CORPORATION              
 
Security:   594918104     Meeting Type:   Annual    
Ticker:   MSFT     Meeting Date:   03-Dec-2014    
ISIN   US5949181045     Vote Deadline Date: 02-Dec-2014    
Agenda   934087708 Management   Total Ballot Shares: 680686    
Last Vote Date: 21-Oct-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 680686 0 0 0
2 Election of Directors (Majority Voting)   For None 680686 0 0 0
3 Election of Directors (Majority Voting)   For None 680686 0 0 0
4 Election of Directors (Majority Voting)   For None 680686 0 0 0
5 Election of Directors (Majority Voting)   For None 680686 0 0 0
6 Election of Directors (Majority Voting)   For None 680686 0 0 0
7 Election of Directors (Majority Voting)   For None 680686 0 0 0
8 Election of Directors (Majority Voting)   For None 680686 0 0 0
9 Election of Directors (Majority Voting)   For None 680686 0 0 0
10 Election of Directors (Majority Voting)   For None 680686 0 0 0
11 14A Executive Compensation   For None 680686 0 0 0
12 Ratify Appointment of Independent Auditors For None 680686 0 0 0
13 S/H Proposal - Access To Proxy   Against None 0 680686 0 0

 

Page 7 of 57

 

COSTCO WHOLESALE CORPORATION                
Security:   22160 K105     Meeting Type:   Annual    
Ticker:   COST       Meeting Date:   29-Jan-2015    
ISIN   US22160 K1051     Vote Deadline Date: 28-Jan-2015    
Agenda   934112309   Management   Total Ballot Shares: 307800    
Last Vote Date: 30-Dec-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 JEFFREY H. BROTMAN         307800 0 0 0
  2 DANIEL J. EVANS         307800 0 0 0
  3 RICHARD A. GALANTI         307800 0 0 0
  4 JEFFREY S. RAIKES         307800 0 0 0
  5 JAMES D. SINEGAL         307800 0 0 0
2 Ratify Appointment of Independent Auditors For None 307800 0 0 0
3 14A Executive Compensation     For None 307800 0 0 0
4 Amend Stock Compensation Plan     For None 307800 0 0 0
5 Approve Charter Amendment     For None 307800 0 0 0
6 Approve Charter Amendment     For None 307800 0 0 0
7 S/H Proposal - Corporate Governance     Against None 0 307800 0 0

 

Page 8 of 57

 

INTERNATIONAL GAME TECHNOLOGY              
Security:   459902102     Meeting Type:   Special    
Ticker:   IGT     Meeting Date:   10-Feb-2015    
ISIN   US4599021023     Vote Deadline Date: 09-Feb-2015    
Agenda   934116965 Management   Total Ballot Shares: 690000    
Last Vote Date: 09-Jan-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Approve Merger Agreement   For None 690000 0 0 0
2 Approve Motion to Adjourn Meeting   For None 690000 0 0 0
3 14A Executive Compensation   For None 0 690000 0 0

 

Page 9 of 57

 

QUALCOMM INCORPORATED              
 
Security:   747525103     Meeting Type:   Annual    
Ticker:   QCOM     Meeting Date:   09-Mar-2015    
ISIN   US7475251036     Vote Deadline Date: 06-Mar-2015    
Agenda   934118616 Management   Total Ballot Shares: 536200    
Last Vote Date: 25-Feb-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 536200 0 0 0
2 Election of Directors (Majority Voting)   For None 536200 0 0 0
3 Election of Directors (Majority Voting)   For None 536200 0 0 0
4 Election of Directors (Majority Voting)   For None 536200 0 0 0
5 Election of Directors (Majority Voting)   For None 536200 0 0 0
6 Election of Directors (Majority Voting)   For None 536200 0 0 0
7 Election of Directors (Majority Voting)   For None 536200 0 0 0
8 Election of Directors (Majority Voting)   For None 536200 0 0 0
9 Election of Directors (Majority Voting)   For None 536200 0 0 0
10 Election of Directors (Majority Voting)   For None 536200 0 0 0
11 Election of Directors (Majority Voting)   For None 536200 0 0 0
12 Election of Directors (Majority Voting)   For None 536200 0 0 0
13 Election of Directors (Majority Voting)   For None 536200 0 0 0
14 Election of Directors (Majority Voting)   For None 536200 0 0 0
15 Election of Directors (Majority Voting)   For None 536200 0 0 0
16 Ratify Appointment of Independent Auditors For None 536200 0 0 0
17 Amend Employee Stock Purchase Plan For None 536200 0 0 0
18 14A Executive Compensation   For None 536200 0 0 0

 

Page 10 of 57

 

APPLE INC.                  
 
Security:   037833100     Meeting Type:   Annual    
Ticker:   AAPL     Meeting Date:   10-Mar-2015    
ISIN   US0378331005     Vote Deadline Date: 09-Mar-2015    
Agenda   934118983 Management   Total Ballot Shares: 414000    
Last Vote Date: 25-Feb-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 414000 0 0 0
2 Election of Directors (Majority Voting)   For None 414000 0 0 0
3 Election of Directors (Majority Voting)   For None 414000 0 0 0
4 Election of Directors (Majority Voting)   For None 414000 0 0 0
5 Election of Directors (Majority Voting)   For None 414000 0 0 0
6 Election of Directors (Majority Voting)   For None 414000 0 0 0
7 Election of Directors (Majority Voting)   For None 414000 0 0 0
8 Ratify Appointment of Independent Auditors For None 414000 0 0 0
9 14A Executive Compensation   For None 414000 0 0 0
10 Amend Employee Stock Purchase Plan For None 414000 0 0 0
11 S/H Proposal - Independent Risk Committee Against None 0 414000 0 0
12 S/H Proposal - Access To Proxy   Against None 0 414000 0 0

 

Page 11 of 5

 

HALLIBURTON COMPANY                
Security:   406216101     Meeting Type:   Special    
Ticker:   HAL     Meeting Date:   27-Mar-2015    
ISIN   US4062161017     Vote Deadline Date: 26-Mar-2015    
Agenda   934128073 Management   Total Ballot Shares: 585000    
Last Vote Date: 25-Feb-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Stock Conversion   For None 585000 0 0 0
2 Approve Motion to Adjourn Meeting   For None 585000 0 0 0

 

Page 12 of 57

 


OWENS CORNING              
Security:   690742101     Meeting Type:   Annual    
Ticker:   OC     Meeting Date:   16-Apr-2015    
ISIN   US6907421019     Vote Deadline Date: 15-Apr-2015    
Agenda   934137666 Management   Total Ballot Shares: 390000    
Last Vote Date: 17-Mar-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 JAMES J. MCMONAGLE       390000 0 0 0
  2 W. HOWARD MORRIS       390000 0 0 0
  3 SUZANNE P. NIMOCKS       390000 0 0 0
2 Ratify Appointment of Independent Auditors For None 390000 0 0 0
3 14A Executive Compensation   For None 390000 0 0 0

 

Page 13 of 57

 

M&T BANK CORPORATION              
Security:   55261F104     Meeting Type:   Annual    
Ticker:   MTB     Meeting Date:   21-Apr-2015    
ISIN   US55261F1049     Vote Deadline Date: 20-Apr-2015    
Agenda   934136955 Management   Total Ballot Shares: 125000    
Last Vote Date: 13-Mar-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 BRENT D. BAIRD       125000 0 0 0
  2 C. ANGELA BONTEMPO       125000 0 0 0
  3 ROBERT T. BRADY       125000 0 0 0
  4 T.J. CUNNINGHAM III       125000 0 0 0
  5 MARK J. CZARNECKI       125000 0 0 0
  6 GARY N. GEISEL       125000 0 0 0
  7 JOHN D. HAWKE, JR.       125000 0 0 0
  8 PATRICK W.E. HODGSON       125000 0 0 0
  9 RICHARD G. KING       125000 0 0 0
  10 MELINDA R. RICH       125000 0 0 0
  11 ROBERT E. SADLER, JR.       125000 0 0 0
  12 HERBERT L. WASHINGTON       125000 0 0 0
  13 ROBERT G. WILMERS       125000 0 0 0
2 Approve Stock Compensation Plan   For None 125000 0 0 0
3 14A Executive Compensation   For None 125000 0 0 0
4 Ratify Appointment of Independent Auditors For None 125000 0 0 0

 

Page 14 of 57

 

ASML HOLDINGS N.V.                
 
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   22-Apr-2015    
ISIN   USN070592100     Vote Deadline Date: 14-Apr-2015    
Agenda   934142706 Management   Total Ballot Shares: 256850    
Last Vote Date: 17-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Approve Financial Statements, Allocation of For None 256850 0 0 0
  Income, and Discharge Directors              
2 Approve Financial Statements, Allocation of For None 256850 0 0 0
  Income, and Discharge Directors              
3 Approve Discharge of Supervisory Board For None 256850 0 0 0
4 Dividends     For None 256850 0 0 0
5 Miscellaneous Corporate Actions   For None 256850 0 0 0
6 Miscellaneous Corporate Actions   For None 256850 0 0 0
7 Approve Option Grants   For None 256850 0 0 0
8 Elect Supervisory Board Member   For None 256850 0 0 0
9 Elect Supervisory Board Member   For None 256850 0 0 0
10 Elect Supervisory Board Member   For None 256850 0 0 0
11 Ratify Appointment of Independent Auditors For None 256850 0 0 0
12 Amend Articles/Charter to Reflect Changes in For None 256850 0 0 0
  Capital                
13 Authorize Co to Carry Out Rights Issues/Ltd For None 256850 0 0 0
  Issuances w/o Preemptive Rights              
14 Amend Articles/Charter to Reflect Changes in For None 256850 0 0 0
  Capital                
15 Authorize Co to Carry Out Rights Issues/Ltd For None 256850 0 0 0
  Issuances w/o Preemptive Rights              
16 Amend Articles/Charter to Reflect Changes in For None 256850 0 0 0
  Capital                
17 Amend Articles/Charter to Reflect Changes in For None 256850 0 0 0
  Capital                
18 Miscellaneous Corporate Actions   For None 256850 0 0 0

 

Page 15 of 57

 

ASML HOLDINGS N.V.                
 
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   22-Apr-2015    
ISIN   USN070592100     Vote Deadline Date: 14-Apr-2015    
Agenda   934163940 Management   Total Ballot Shares: 256850    
Last Vote Date: 06-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Miscellaneous Corporate Governance   For None 256850 0 0 0
2 Miscellaneous Corporate Governance   For None 256850 0 0 0
3 Miscellaneous Corporate Governance   For None 256850 0 0 0
4 Miscellaneous Corporate Governance   For None 256850 0 0 0
5 Miscellaneous Corporate Governance   For None 256850 0 0 0
6 Miscellaneous Corporate Governance   For None 256850 0 0 0
7 Miscellaneous Corporate Governance   For None 256850 0 0 0
8 Miscellaneous Corporate Governance   For None 256850 0 0 0
9 Miscellaneous Corporate Governance   For None 256850 0 0 0
10 Miscellaneous Corporate Governance   For None 256850 0 0 0
11 Ratify Appointment of Independent Auditors For None 256850 0 0 0
12 Miscellaneous Corporate Governance   For None 256850 0 0 0
13 Miscellaneous Corporate Governance   For None 256850 0 0 0
14 Miscellaneous Corporate Governance   For None 256850 0 0 0
15 Miscellaneous Corporate Governance   For None 256850 0 0 0
16 Miscellaneous Corporate Governance   For None 256850 0 0 0
17 Miscellaneous Corporate Governance   For None 256850 0 0 0
18 Miscellaneous Corporate Governance   For None 256850 0 0 0

 

Page 16 of 57

 

EATON CORPORATION PLC              
 
Security:   G29183103     Meeting Type:   Annual    
Ticker:   ETN     Meeting Date:   22-Apr-2015    
ISIN   IE00B8KQN827     Vote Deadline Date: 21-Apr-2015    
Agenda   934136549 Management   Total Ballot Shares: 184131    
Last Vote Date: 23-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 184131 0 0 0
2 Election of Directors (Majority Voting)   For None 184131 0 0 0
3 Election of Directors (Majority Voting)   For None 184131 0 0 0
4 Election of Directors (Majority Voting)   For None 184131 0 0 0
5 Election of Directors (Majority Voting)   For None 184131 0 0 0
6 Election of Directors (Majority Voting)   For None 184131 0 0 0
7 Election of Directors (Majority Voting)   For None 184131 0 0 0
8 Election of Directors (Majority Voting)   For None 184131 0 0 0
9 Election of Directors (Majority Voting)   For None 184131 0 0 0
10 Election of Directors (Majority Voting)   For None 184131 0 0 0
11 Election of Directors (Majority Voting)   For None 184131 0 0 0
12 Election of Directors (Majority Voting)   For None 184131 0 0 0
13 Adopt Stock Option Plan   For None 184131 0 0 0
14 Ratify Appointment of Independent Auditors For None 184131 0 0 0
15 14A Executive Compensation   For None 184131 0 0 0
16 Authorize Directors to Repurchase Shares For None 184131 0 0 0

 

Page 17 of 57

 

GENERAL ELECTRIC COMPANY              
 
Security:   369604103     Meeting Type: Annual    
Ticker:   GE     Meeting Date:   22-Apr-2015    
ISIN   US3696041033     Vote Deadline Date: 21-Apr-2015    
Agenda   934135864 Management   Total Ballot Shares: 1015000    
Last Vote Date: 13-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1015000 0 0 0
2 Election of Directors (Majority Voting)   For None 1015000 0 0 0
3 Election of Directors (Majority Voting)   For None 1015000 0 0 0
4 Election of Directors (Majority Voting)   For None 1015000 0 0 0
5 Election of Directors (Majority Voting)   For None 1015000 0 0 0
6 Election of Directors (Majority Voting)   For None 1015000 0 0 0
7 Election of Directors (Majority Voting)   For None 1015000 0 0 0
8 Election of Directors (Majority Voting)   For None 1015000 0 0 0
9 Election of Directors (Majority Voting)   For None 1015000 0 0 0
10 Election of Directors (Majority Voting)   For None 1015000 0 0 0
11 Election of Directors (Majority Voting)   For None 1015000 0 0 0
12 Election of Directors (Majority Voting)   For None 1015000 0 0 0
13 Election of Directors (Majority Voting)   For None 1015000 0 0 0
14 Election of Directors (Majority Voting)   For None 1015000 0 0 0
15 Election of Directors (Majority Voting)   For None 1015000 0 0 0
16 Election of Directors (Majority Voting)   For None 1015000 0 0 0
17 14A Executive Compensation   For None 1015000 0 0 0
18 Ratify Appointment of Independent Auditors For None 1015000 0 0 0
19 S/H Proposal - Adopt Cumulative Voting Against None 1015000 0 0 0
20 S/H Proposal - Corporate Governance   Against None 1015000 0 0 0
21 S/H Proposal - Corporate Governance   Against None 1015000 0 0 0
22 Miscellaneous Shareholder Proposal   Against None 1015000 0 0 0
23 S/H Proposal - Corporate Governance   Against None 1015000 0 0 0

 

Page 18 of 57

 

PFIZER INC.                
 
Security:   717081103     Meeting Type:   Annual    
Ticker:   PFE     Meeting Date:   23-Apr-2015    
ISIN   US7170811035     Vote Deadline Date: 22-Apr-2015    
Agenda   934135927 Management   Total Ballot Shares: 705808    
Last Vote Date: 17-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 705808 0 0 0
2 Election of Directors (Majority Voting)   For None 705808 0 0 0
3 Election of Directors (Majority Voting)   For None 705808 0 0 0
4 Election of Directors (Majority Voting)   For None 705808 0 0 0
5 Election of Directors (Majority Voting)   For None 705808 0 0 0
6 Election of Directors (Majority Voting)   For None 705808 0 0 0
7 Election of Directors (Majority Voting)   For None 705808 0 0 0
8 Election of Directors (Majority Voting)   For None 705808 0 0 0
9 Election of Directors (Majority Voting)   For None 705808 0 0 0
10 Election of Directors (Majority Voting)   For None 705808 0 0 0
11 Election of Directors (Majority Voting)   For None 705808 0 0 0
12 Ratify Appointment of Independent Auditors For None 705808 0 0 0
13 14A Executive Compensation   For None 705808 0 0 0
14 S/H Proposal - Political/Government   Against None 705808 0 0 0

 

Page 19 of 57

 

UNITED TECHNOLOGIES CORPORATION              
 
Security:   913017109     Meeting Type:   Annual    
Ticker:   UTX     Meeting Date:   27-Apr-2015    
ISIN   US9130171096     Vote Deadline Date: 24-Apr-2015    
Agenda   934137729 Management   Total Ballot Shares: 300000    
Last Vote Date: 23-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 300000 0 0 0
2 Election of Directors (Majority Voting)   For None 300000 0 0 0
3 Election of Directors (Majority Voting)   For None 300000 0 0 0
4 Election of Directors (Majority Voting)   For None 300000 0 0 0
5 Election of Directors (Majority Voting)   For None 300000 0 0 0
6 Election of Directors (Majority Voting)   For None 300000 0 0 0
7 Election of Directors (Majority Voting)   For None 300000 0 0 0
8 Election of Directors (Majority Voting)   For None 300000 0 0 0
9 Election of Directors (Majority Voting)   For None 300000 0 0 0
10 Election of Directors (Majority Voting)   For None 300000 0 0 0
11 Election of Directors (Majority Voting)   For None 300000 0 0 0
12 Ratify Appointment of Independent Auditors For None 300000 0 0 0
13 14A Executive Compensation   For None 300000 0 0 0

 

Page 20 of 57

 

METLIFE, INC.                  
 
Security:   59156 R108     Meeting Type:   Annual    
Ticker:   MET       Meeting Date:   28-Apr-2015    
ISIN   US59156 R1086     Vote Deadline Date: 27-Apr-2015    
Agenda   934151402   Management   Total Ballot Shares: 365000    
Last Vote Date: 25-Mar-2015                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 365000 0 0 0
2 Election of Directors (Majority Voting)     For None 365000 0 0 0
3 Election of Directors (Majority Voting)     For None 365000 0 0 0
4 Election of Directors (Majority Voting)     For None 365000 0 0 0
5 Election of Directors (Majority Voting)     For None 365000 0 0 0
6 Election of Directors (Majority Voting)     For None 365000 0 0 0
7 Election of Directors (Majority Voting)     For None 365000 0 0 0
8 Election of Directors (Majority Voting)     For None 365000 0 0 0
9 Election of Directors (Majority Voting)     For None 365000 0 0 0
10 Election of Directors (Majority Voting)     For None 365000 0 0 0
11 Election of Directors (Majority Voting)     For None 365000 0 0 0
12 Election of Directors (Majority Voting)     For None 365000 0 0 0
13 Adopt Supermajority Requirements     For None 365000 0 0 0
14 Adopt Supermajority Requirements     For None 365000 0 0 0
15 Ratify Appointment of Independent Auditors For None 365000 0 0 0
16 14A Executive Compensation     For None 365000 0 0 0

 

Page 21 of 57

 

EMC CORPORATION                
 
Security:   268648102     Meeting Type:   Annual    
Ticker:   EMC     Meeting Date:   30-Apr-2015    
ISIN   US2686481027     Vote Deadline Date: 29-Apr-2015    
Agenda   934146867 Management   Total Ballot Shares: 615000    
Last Vote Date: 23-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 615000 0 0 0
2 Election of Directors (Majority Voting)   For None 615000 0 0 0
3 Election of Directors (Majority Voting)   For None 615000 0 0 0
4 Election of Directors (Majority Voting)   For None 615000 0 0 0
5 Election of Directors (Majority Voting)   For None 615000 0 0 0
6 Election of Directors (Majority Voting)   For None 615000 0 0 0
7 Election of Directors (Majority Voting)   For None 615000 0 0 0
8 Election of Directors (Majority Voting)   For None 615000 0 0 0
9 Election of Directors (Majority Voting)   For None 615000 0 0 0
10 Election of Directors (Majority Voting)   For None 615000 0 0 0
11 Election of Directors (Majority Voting)   For None 615000 0 0 0
12 Election of Directors (Majority Voting)   For None 615000 0 0 0
13 Ratify Appointment of Independent Auditors For None 615000 0 0 0
14 14A Executive Compensation   For None 615000 0 0 0
15 Approve Stock Compensation Plan   For None 615000 0 0 0
16 S/H Proposal - Establish Independent Chairman Against None 0 0 615000 0

 

Page 22 of 57

 

OCCIDENTAL PETROLEUM CORPORATION              
 
Security:   674599105     Meeting Type:   Annual    
Ticker:   OXY     Meeting Date:   01-May-2015    
ISIN   US6745991058     Vote Deadline Date: 30-Apr-2015    
Agenda   934153723 Management   Total Ballot Shares: 160000    
Last Vote Date: 01-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 160000 0 0 0
2 Election of Directors (Majority Voting)   For None 160000 0 0 0
3 Election of Directors (Majority Voting)   For None 160000 0 0 0
4 Election of Directors (Majority Voting)   For None 160000 0 0 0
5 Election of Directors (Majority Voting)   For None 160000 0 0 0
6 Election of Directors (Majority Voting)   For None 160000 0 0 0
7 Election of Directors (Majority Voting)   For None 160000 0 0 0
8 Election of Directors (Majority Voting)   For None 160000 0 0 0
9 Election of Directors (Majority Voting)   For None 160000 0 0 0
10 Election of Directors (Majority Voting)   For None 160000 0 0 0
11 14A Executive Compensation   For None 160000 0 0 0
12 Approve Stock Compensation Plan   For None 160000 0 0 0
13 Ratify Appointment of Independent Auditors For None 160000 0 0 0
14 S/H Proposal - Executive Compensation Against None 0 160000 0 0
15 S/H Proposal - Access To Proxy   Against None 0 160000 0 0
16 S/H Proposal - Report/Reduce Greenhouse Gas Against None 0 160000 0 0
  Emissions                
17 S/H Proposal - Political/Government   Against None 0 160000 0 0

 

Page 23 of 57

 

BERKSHIRE HATHAWAY INC.              
Security:   084670108     Meeting Type:   Annual    
Ticker:   BRKA     Meeting Date:   02-May-2015    
ISIN   US0846701086     Vote Deadline Date: 01-May-2015    
Agenda   934139292 Management   Total Ballot Shares: 110    
Last Vote Date: 17-Mar-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 WARREN E. BUFFETT       110 0 0 0
  2 CHARLES T. MUNGER       110 0 0 0
  3 HOWARD G. BUFFETT       110 0 0 0
  4 STEPHEN B. BURKE       110 0 0 0
  5 SUSAN L. DECKER       110 0 0 0
  6 WILLIAM H. GATES III       110 0 0 0
  7 DAVID S. GOTTESMAN       110 0 0 0
  8 CHARLOTTE GUYMAN       110 0 0 0
  9 THOMAS S. MURPHY       110 0 0 0
  10 RONALD L. OLSON       110 0 0 0
  11 WALTER SCOTT, JR.       110 0 0 0
  12 MERYL B. WITMER       110 0 0 0

 

Page 24 of 57

 

GILEAD SCIENCES, INC.                
 
Security:   375558103     Meeting Type:   Annual    
Ticker:   GILD     Meeting Date:   06-May-2015    
ISIN   US3755581036     Vote Deadline Date: 05-May-2015    
Agenda   934149685 Management   Total Ballot Shares: 443600    
Last Vote Date: 31-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 443600 0 0 0
2 Election of Directors (Majority Voting)   For None 443600 0 0 0
3 Election of Directors (Majority Voting)   For None 443600 0 0 0
4 Election of Directors (Majority Voting)   For None 443600 0 0 0
5 Election of Directors (Majority Voting)   For None 443600 0 0 0
6 Election of Directors (Majority Voting)   For None 443600 0 0 0
7 Election of Directors (Majority Voting)   For None 443600 0 0 0
8 Election of Directors (Majority Voting)   For None 443600 0 0 0
9 Election of Directors (Majority Voting)   For None 443600 0 0 0
10 Election of Directors (Majority Voting)   For None 443600 0 0 0
11 Ratify Appointment of Independent Auditors For None 443600 0 0 0
12 Amend Employee Stock Purchase Plan For None 443600 0 0 0
13 14A Executive Compensation   For None 443600 0 0 0
14 S/H Proposal - Corporate Governance   Against None 0 443600 0 0
15 S/H Proposal - Establish Independent Chairman Against None 0 443600 0 0
16 S/H Proposal - Environmental   Against None 0 443600 0 0
17 S/H Proposal - Human Rights Related   Against None 0 443600 0 0

 

Page 25 of 57

 

IMPERVA INC                      
Security:   45321 L100       Meeting Type:   Annual    
Ticker:   IMPV         Meeting Date:   06-May-2015    
ISIN   US45321 L1008       Vote Deadline Date:   05-May-2015    
Agenda   934157187   Management   Total Ballot Shares:   55300    
Last Vote Date: 01-Apr-2015                    
Item Proposal     Recommendation Default Vote   For Against Abstain Take No Action
1 Election of Directors     For   None          
  1 GREG CLARK             55300 0 0 0
  2 CHARLES GIANCARLO             55300 0 0 0
  3 ALLAN TESSLER             55300 0 0 0
2 14A Executive Compensation     For   None   55300 0 0 0
Item Proposal     Recommendation Default Vote 1 Year 2 Years 3 Years Abstain Take No Action
3 14A Executive Compensation Vote Frequency 3 Years None 0   0 55300 0 0
Item Proposal     Recommendation Default Vote   For Against Abstain Take No Action
4 Ratify Appointment of Independent Auditors For   None   55300 0 0 0

 

Page 26 of 57

 

PEPSICO, INC.                
 
Security:   713448108     Meeting Type:   Annual    
Ticker:   PEP     Meeting Date:   06-May-2015    
ISIN   US7134481081     Vote Deadline Date: 05-May-2015    
Agenda   934150854 Management   Total Ballot Shares: 195000    
Last Vote Date: 31-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 195000 0 0 0
2 Election of Directors (Majority Voting)   For None 195000 0 0 0
3 Election of Directors (Majority Voting)   For None 195000 0 0 0
4 Election of Directors (Majority Voting)   For None 195000 0 0 0
5 Election of Directors (Majority Voting)   For None 195000 0 0 0
6 Election of Directors (Majority Voting)   For None 195000 0 0 0
7 Election of Directors (Majority Voting)   For None 195000 0 0 0
8 Election of Directors (Majority Voting)   For None 195000 0 0 0
9 Election of Directors (Majority Voting)   For None 195000 0 0 0
10 Election of Directors (Majority Voting)   For None 195000 0 0 0
11 Election of Directors (Majority Voting)   For None 195000 0 0 0
12 Election of Directors (Majority Voting)   For None 195000 0 0 0
13 Election of Directors (Majority Voting)   For None 195000 0 0 0
14 Election of Directors (Majority Voting)   For None 195000 0 0 0
15 Ratify Appointment of Independent Auditors For None 195000 0 0 0
16 14A Executive Compensation   For None 195000 0 0 0
17 S/H Proposal - Environmental   Against None 0 195000 0 0
18 S/H Proposal - Corporate Governance   Against None 0 195000 0 0
19 S/H Proposal - Environmental   Against None 0 195000 0 0

 

Page 27 of 57

 

ARCH CAPITAL GROUP LTD.              
 
Security:   G0450A105     Meeting Type:   Annual    
Ticker:   ACGL     Meeting Date:   07-May-2015    
ISIN   BMG0450A1053     Vote Deadline Date: 06-May-2015    
Agenda   934146689 Management   Total Ballot Shares: 730000    
Last Vote Date: 31-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 730000 0 0 0
2 Election of Directors (Majority Voting)   For None 730000 0 0 0
3 Election of Directors (Majority Voting)   For None 730000 0 0 0
4 Election of Directors (Majority Voting)   For None 730000 0 0 0
5 Election of Directors (Majority Voting)   For None 730000 0 0 0
6 Election of Directors (Majority Voting)   For None 730000 0 0 0
7 Election of Directors (Majority Voting)   For None 730000 0 0 0
8 Election of Directors (Majority Voting)   For None 730000 0 0 0
9 Election of Directors (Majority Voting)   For None 730000 0 0 0
10 Election of Directors (Majority Voting)   For None 730000 0 0 0
11 Election of Directors (Majority Voting)   For None 730000 0 0 0
12 Election of Directors (Majority Voting)   For None 730000 0 0 0
13 Election of Directors (Majority Voting)   For None 730000 0 0 0
14 Election of Directors (Majority Voting)   For None 730000 0 0 0
15 Election of Directors (Majority Voting)   For None 730000 0 0 0
16 Election of Directors (Majority Voting)   For None 730000 0 0 0
17 Election of Directors (Majority Voting)   For None 730000 0 0 0
18 Election of Directors (Majority Voting)   For None 730000 0 0 0
19 Election of Directors (Majority Voting)   For None 730000 0 0 0
20 Election of Directors (Majority Voting)   For None 730000 0 0 0
21 Election of Directors (Majority Voting)   For None 730000 0 0 0
22 Election of Directors (Majority Voting)   For None 730000 0 0 0
23 Election of Directors (Majority Voting)   For None 730000 0 0 0
24 Election of Directors (Majority Voting)   For None 730000 0 0 0
25 Election of Directors (Majority Voting)   For None 730000 0 0 0
26 Election of Directors (Majority Voting)   For None 730000 0 0 0
27 Election of Directors (Majority Voting)   For None 730000 0 0 0

 

Page 28 of 57

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
28 Election of Directors (Majority Voting) For None 730000 0 0 0
29 Election of Directors (Majority Voting) For None 730000 0 0 0
30 Election of Directors (Majority Voting) For None 730000 0 0 0
31 Election of Directors (Majority Voting) For None 730000 0 0 0
32 Election of Directors (Majority Voting) For None 730000 0 0 0
33 Election of Directors (Majority Voting) For None 730000 0 0 0
34 Election of Directors (Majority Voting) For None 730000 0 0 0
35 Election of Directors (Majority Voting) For None 730000 0 0 0
36 Election of Directors (Majority Voting) For None 730000 0 0 0
37 Election of Directors (Majority Voting) For None 730000 0 0 0
38 Election of Directors (Majority Voting) For None 730000 0 0 0
39 Election of Directors (Majority Voting) For None 730000 0 0 0
40 Election of Directors (Majority Voting) For None 730000 0 0 0
41 Election of Directors (Majority Voting) For None 730000 0 0 0
42 Election of Directors (Majority Voting) For None 730000 0 0 0
43 Election of Directors (Majority Voting) For None 730000 0 0 0
44 Election of Directors (Majority Voting) For None 730000 0 0 0
45 Election of Directors (Majority Voting) For None 730000 0 0 0
46 Election of Directors (Majority Voting) For None 730000 0 0 0
47 Election of Directors (Majority Voting) For None 730000 0 0 0
48 Election of Directors (Majority Voting) For None 730000 0 0 0
49 Election of Directors (Majority Voting) For None 730000 0 0 0
50 Election of Directors (Majority Voting) For None 730000 0 0 0
51 Election of Directors (Majority Voting) For None 730000 0 0 0
52 Election of Directors (Majority Voting) For None 730000 0 0 0
53 Election of Directors (Majority Voting) For None 730000 0 0 0
54 Election of Directors (Majority Voting) For None 730000 0 0 0
55 Election of Directors (Majority Voting) For None 730000 0 0 0
56 Election of Directors (Majority Voting) For None 730000 0 0 0
57 Election of Directors (Majority Voting) For None 730000 0 0 0
58 Approve Stock Compensation Plan For None 730000 0 0 0
59 Ratify Appointment of Independent Auditors For None 730000 0 0 0
60 14A Executive Compensation For None 730000 0 0 0

 

Page 29 of 57

 

HUNTSMAN CORPORATION              
Security:   447011107     Meeting Type:   Annual    
Ticker:   HUN     Meeting Date:   07-May-2015    
ISIN   US4470111075     Vote Deadline Date: 06-May-2015    
Agenda   934148099 Management   Total Ballot Shares: 564553    
Last Vote Date: 31-Mar-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 PETER R. HUNTSMAN       564553 0 0 0
  2 WAYNE A. REAUD       564553 0 0 0
  3 ALVIN V. SHOEMAKER       564553 0 0 0
2 14A Executive Compensation   For None 564553 0 0 0
3 Ratify Appointment of Independent Auditors For None 564553 0 0 0

 

Page 30 of 57

 

AMERICAN EXPRESS COMPANY              
 
Security:   025816109     Meeting Type:   Annual    
Ticker:   AXP     Meeting Date:   11-May-2015    
ISIN   US0258161092     Vote Deadline Date: 08-May-2015    
Agenda   934155587 Management   Total Ballot Shares: 245000    
Last Vote Date: 31-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 245000 0 0 0
2 Election of Directors (Majority Voting)   For None 245000 0 0 0
3 Election of Directors (Majority Voting)   For None 245000 0 0 0
4 Election of Directors (Majority Voting)   For None 245000 0 0 0
5 Election of Directors (Majority Voting)   For None 245000 0 0 0
6 Election of Directors (Majority Voting)   For None 245000 0 0 0
7 Election of Directors (Majority Voting)   For None 245000 0 0 0
8 Election of Directors (Majority Voting)   For None 245000 0 0 0
9 Election of Directors (Majority Voting)   For None 245000 0 0 0
10 Election of Directors (Majority Voting)   For None 245000 0 0 0
11 Election of Directors (Majority Voting)   For None 245000 0 0 0
12 Election of Directors (Majority Voting)   For None 245000 0 0 0
13 Ratify Appointment of Independent Auditors For None 245000 0 0 0
14 14A Executive Compensation   For None 245000 0 0 0
15 S/H Proposal - Corporate Governance   Against None 0 245000 0 0
16 S/H Proposal - Political/Government   Against None 0 245000 0 0
17 S/H Proposal - Corporate Governance   Against None 0 245000 0 0
18 S/H Proposal - Political/Government   Against None 0 245000 0 0
19 S/H Proposal - Establish Independent Chairman Against None 0 245000 0 0

 

Page 31 of 57

 

SYNCHRONOSS TECHNOLOGIES, INC.                
Security:   87157 B103     Meeting Type:   Annual    
Ticker:   SNCR       Meeting Date:   11-May-2015    
ISIN   US87157 B1035     Vote Deadline Date: 08-May-2015    
Agenda   934175680   Management   Total Ballot Shares: 365534    
Last Vote Date: 09-Apr-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 WILLIAM J. CADOGAN         365534 0 0 0
  2 STEPHEN G. WALDIS         365534 0 0 0
2 Ratify Appointment of Independent Auditors For None 365534 0 0 0
3 Approve Stock Compensation Plan     For None 365534 0 0 0
4 14A Executive Compensation     For None 365534 0 0 0

 

Page 32 of 57

 

ANADARKO PETROLEUM CORPORATION              
 
Security:   032511107     Meeting Type:   Annual    
Ticker:   APC     Meeting Date:   12-May-2015    
ISIN   US0325111070     Vote Deadline Date: 11-May-2015    
Agenda   934157959 Management   Total Ballot Shares: 140000    
Last Vote Date: 06-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 140000 0 0 0
2 Election of Directors (Majority Voting)   For None 140000 0 0 0
3 Election of Directors (Majority Voting)   For None 140000 0 0 0
4 Election of Directors (Majority Voting)   For None 140000 0 0 0
5 Election of Directors (Majority Voting)   For None 140000 0 0 0
6 Election of Directors (Majority Voting)   For None 140000 0 0 0
7 Election of Directors (Majority Voting)   For None 140000 0 0 0
8 Election of Directors (Majority Voting)   For None 140000 0 0 0
9 Election of Directors (Majority Voting)   For None 140000 0 0 0
10 Election of Directors (Majority Voting)   For None 140000 0 0 0
11 Ratify Appointment of Independent Auditors For None 140000 0 0 0
12 14A Executive Compensation   For None 140000 0 0 0
13 S/H Proposal - Access To Proxy   Against None 0 140000 0 0
14 S/H Proposal - Environmental   Against None 0 140000 0 0

 

Page 33 of 57

 

EVEREST RE GROUP, LTD.              
Security:   G3223R108     Meeting Type:   Annual    
Ticker:   RE     Meeting Date:   13-May-2015    
ISIN   BMG3223R1088     Vote Deadline Date: 12-May-2015    
Agenda   934182926 Management   Total Ballot Shares: 135000    
Last Vote Date: 14-Apr-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 DOMINIC J. ADDESSO       135000 0 0 0
  2 JOHN J. AMORE       135000 0 0 0
  3 JOHN R. DUNNE       135000 0 0 0
  4 WILLIAM F. GALTNEY, JR.       135000 0 0 0
  5 GERRI LOSQUADRO       135000 0 0 0
  6 ROGER M. SINGER       135000 0 0 0
  7 JOSEPH V. TARANTO       135000 0 0 0
  8 JOHN A. WEBER       135000 0 0 0
2 Ratify Appointment of Independent Auditors For None 135000 0 0 0
3 Amend Stock Compensation Plan   For None 135000 0 0 0
4 Amend Non-Employee Director Plan   For None 135000 0 0 0
5 14A Executive Compensation   For None 135000 0 0 0

 

Page 34 of 57

 

APACHE CORPORATION              
 
Security:   037411105     Meeting Type:   Annual    
Ticker:   APA     Meeting Date:   14-May-2015    
ISIN   US0374111054     Vote Deadline Date: 13-May-2015    
Agenda   934171303 Management   Total Ballot Shares: 301478    
Last Vote Date: 09-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 301478 0 0 0
2 Election of Directors (Majority Voting)   For None 301478 0 0 0
3 Election of Directors (Majority Voting)   For None 301478 0 0 0
4 Election of Directors (Majority Voting)   For None 301478 0 0 0
5 Ratify Appointment of Independent Auditors For None 301478 0 0 0
6 14A Executive Compensation   For None 301478 0 0 0
7 Declassify Board   For None 301478 0 0 0
8 S/H Proposal - Access To Proxy   For None 301478 0 0 0

 

Page 35 of 57

 

FORD MOTOR COMPANY              
 
Security:   345370860     Meeting Type: Annual    
Ticker:   F     Meeting Date:   14-May-2015    
ISIN   US3453708600     Vote Deadline Date: 13-May-2015    
Agenda   934153026 Management   Total Ballot Shares: 1264063    
Last Vote Date: 06-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1264063 0 0 0
2 Election of Directors (Majority Voting)   For None 1264063 0 0 0
3 Election of Directors (Majority Voting)   For None 1264063 0 0 0
4 Election of Directors (Majority Voting)   For None 1264063 0 0 0
5 Election of Directors (Majority Voting)   For None 1264063 0 0 0
6 Election of Directors (Majority Voting)   For None 1264063 0 0 0
7 Election of Directors (Majority Voting)   For None 1264063 0 0 0
8 Election of Directors (Majority Voting)   For None 1264063 0 0 0
9 Election of Directors (Majority Voting)   For None 1264063 0 0 0
10 Election of Directors (Majority Voting)   For None 1264063 0 0 0
11 Election of Directors (Majority Voting)   For None 1264063 0 0 0
12 Election of Directors (Majority Voting)   For None 1264063 0 0 0
13 Election of Directors (Majority Voting)   For None 1264063 0 0 0
14 Election of Directors (Majority Voting)   For None 1264063 0 0 0
15 Election of Directors (Majority Voting)   For None 1264063 0 0 0
16 Ratify Appointment of Independent Auditors For None 1264063 0 0 0
17 14A Executive Compensation   For None 1264063 0 0 0
18 S/H Proposal - Corporate Governance   Against None 0 1264063 0 0
19 S/H Proposal - Corporate Governance   Against None 0 1264063 0 0

 

Page 36 of 57

 

NELNET, INC.                  
 
Security:   64031 N108     Meeting Type:   Annual    
Ticker:   NNI       Meeting Date:   14-May-2015    
ISIN   US64031 N1081     Vote Deadline Date: 13-May-2015    
Agenda   934162811   Management   Total Ballot Shares: 525000    
Last Vote Date: 07-Apr-2015                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 525000 0 0 0
2 Election of Directors (Majority Voting)     For None 525000 0 0 0
3 Election of Directors (Majority Voting)     For None 525000 0 0 0
4 Election of Directors (Majority Voting)     For None 525000 0 0 0
5 Election of Directors (Majority Voting)     For None 525000 0 0 0
6 Election of Directors (Majority Voting)     For None 525000 0 0 0
7 Election of Directors (Majority Voting)     For None 525000 0 0 0
8 Election of Directors (Majority Voting)     For None 525000 0 0 0
9 Election of Directors (Majority Voting)     For None 525000 0 0 0
10 Ratify Appointment of Independent Auditors For None 525000 0 0 0
11 14A Executive Compensation     For None 525000 0 0 0

 

Page 37 of 57

 

REPUBLIC SERVICES, INC.              
 
Security:   760759100     Meeting Type: Annual    
Ticker:   RSG     Meeting Date:   14-May-2015    
ISIN   US7607591002     Vote Deadline Date: 13-May-2015    
Agenda   934160691 Management   Total Ballot Shares: 1037100    
Last Vote Date: 09-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1037100 0 0 0
2 Election of Directors (Majority Voting)   For None 1037100 0 0 0
3 Election of Directors (Majority Voting)   For None 1037100 0 0 0
4 Election of Directors (Majority Voting)   For None 1037100 0 0 0
5 Election of Directors (Majority Voting)   For None 1037100 0 0 0
6 Election of Directors (Majority Voting)   For None 1037100 0 0 0
7 Election of Directors (Majority Voting)   For None 1037100 0 0 0
8 Election of Directors (Majority Voting)   For None 1037100 0 0 0
9 Election of Directors (Majority Voting)   For None 1037100 0 0 0
10 Election of Directors (Majority Voting)   For None 1037100 0 0 0
11 14A Executive Compensation   For None 1037100 0 0 0
12 Ratify Appointment of Independent Auditors For None 1037100 0 0 0
13 S/H Proposal - Access To Proxy   None None 0 0 0 1037100

 

Page 38 of 57

 

THE DOW CHEMICAL COMPANY              
 
Security:   260543103     Meeting Type:   Annual    
Ticker:   DOW     Meeting Date:   14-May-2015    
ISIN   US2605431038     Vote Deadline Date: 13-May-2015    
Agenda   934157264 Management   Total Ballot Shares: 76300    
Last Vote Date: 31-Mar-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 76300 0 0 0
2 Election of Directors (Majority Voting)   For None 76300 0 0 0
3 Election of Directors (Majority Voting)   For None 76300 0 0 0
4 Election of Directors (Majority Voting)   For None 76300 0 0 0
5 Election of Directors (Majority Voting)   For None 76300 0 0 0
6 Election of Directors (Majority Voting)   For None 76300 0 0 0
7 Election of Directors (Majority Voting)   For None 76300 0 0 0
8 Election of Directors (Majority Voting)   For None 76300 0 0 0
9 Election of Directors (Majority Voting)   For None 76300 0 0 0
10 Election of Directors (Majority Voting)   For None 76300 0 0 0
11 Election of Directors (Majority Voting)   For None 76300 0 0 0
12 Election of Directors (Majority Voting)   For None 76300 0 0 0
13 Election of Directors (Majority Voting)   For None 76300 0 0 0
14 Ratify Appointment of Independent Auditors For None 76300 0 0 0
15 14A Executive Compensation   For None 76300 0 0 0
16 S/H Proposal - Corporate Governance   Against None 0 76300 0 0

 

Page 39 of 57

 

ENSCO PLC                
 
Security:   G3157S106     Meeting Type:   Annual    
Ticker:   ESV     Meeting Date:   18-May-2015    
ISIN   GB00B4VLR192     Vote Deadline Date: 15-May-2015    
Agenda   934170464 Management   Total Ballot Shares: 420000    
Last Vote Date: 07-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 420000 0 0 0
2 Election of Directors (Majority Voting)   For None 420000 0 0 0
3 Election of Directors (Majority Voting)   For None 420000 0 0 0
4 Election of Directors (Majority Voting)   For None 420000 0 0 0
5 Election of Directors (Majority Voting)   For None 420000 0 0 0
6 Election of Directors (Majority Voting)   For None 420000 0 0 0
7 Election of Directors (Majority Voting)   For None 420000 0 0 0
8 Election of Directors (Majority Voting)   For None 420000 0 0 0
9 Election of Directors (Majority Voting)   For None 420000 0 0 0
10 Allot Securities   For None 420000 0 0 0
11 Ratify Appointment of Independent Auditors For None 420000 0 0 0
12 Ratify Appointment of Independent Auditors For None 420000 0 0 0
13 Approve Remuneration of Directors and Auditors For None 420000 0 0 0
14 Amend Stock Compensation Plan   For None 420000 0 0 0
15 Amend Cash/Stock Bonus Plan   For None 420000 0 0 0
16 14A Executive Compensation   For None 420000 0 0 0
17 14A Executive Compensation   For None 420000 0 0 0
18 Receive Directors' Report   For None 420000 0 0 0
19 Eliminate Pre-Emptive Rights   For None 420000 0 0 0

 

Page 40 of 57

 

JPMORGAN CHASE & CO.              
 
Security:   46625H100     Meeting Type:   Annual    
Ticker:   JPM     Meeting Date:   19-May-2015    
ISIN   US46625H1005     Vote Deadline Date: 18-May-2015    
Agenda   934169916 Management   Total Ballot Shares: 360000    
Last Vote Date: 09-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 360000 0 0 0
2 Election of Directors (Majority Voting)   For None 360000 0 0 0
3 Election of Directors (Majority Voting)   For None 360000 0 0 0
4 Election of Directors (Majority Voting)   For None 360000 0 0 0
5 Election of Directors (Majority Voting)   For None 360000 0 0 0
6 Election of Directors (Majority Voting)   For None 360000 0 0 0
7 Election of Directors (Majority Voting)   For None 360000 0 0 0
8 Election of Directors (Majority Voting)   For None 360000 0 0 0
9 Election of Directors (Majority Voting)   For None 360000 0 0 0
10 Election of Directors (Majority Voting)   For None 360000 0 0 0
11 Election of Directors (Majority Voting)   For None 360000 0 0 0
12 14A Executive Compensation   For None 360000 0 0 0
13 Ratify Appointment of Independent Auditors For None 360000 0 0 0
14 Amend Stock Compensation Plan   For None 360000 0 0 0
15 S/H Proposal - Establish Independent Chairman Against None 0 360000 0 0
16 S/H Proposal - Political/Government   Against None 0 360000 0 0
17 S/H Proposal - Corporate Governance Against None 0 360000 0 0
18 S/H Proposal - Corporate Governance Against None 0 360000 0 0
19 S/H Proposal - Executive Compensation Against None 0 360000 0 0
20 S/H Proposal - Executive Compensation Against None 0 360000 0 0

 

Page 41 of 57

 

HALLIBURTON COMPANY              
 
Security:   406216101     Meeting Type:   Annual    
Ticker:   HAL     Meeting Date:   20-May-2015    
ISIN   US4062161017     Vote Deadline Date: 19-May-2015    
Agenda   934172658 Management   Total Ballot Shares: 585000    
Last Vote Date: 09-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 585000 0 0 0
2 Election of Directors (Majority Voting)   For None 585000 0 0 0
3 Election of Directors (Majority Voting)   For None 585000 0 0 0
4 Election of Directors (Majority Voting)   For None 585000 0 0 0
5 Election of Directors (Majority Voting)   For None 585000 0 0 0
6 Election of Directors (Majority Voting)   For None 585000 0 0 0
7 Election of Directors (Majority Voting)   For None 585000 0 0 0
8 Election of Directors (Majority Voting)   For None 585000 0 0 0
9 Election of Directors (Majority Voting)   For None 585000 0 0 0
10 Election of Directors (Majority Voting)   For None 585000 0 0 0
11 Election of Directors (Majority Voting)   For None 585000 0 0 0
12 Election of Directors (Majority Voting)   For None 585000 0 0 0
13 Ratify Appointment of Independent Auditors For None 585000 0 0 0
14 14A Executive Compensation   For None 585000 0 0 0
15 Amend Stock Compensation Plan   For None 585000 0 0 0
16 Amend Employee Stock Purchase Plan For None 585000 0 0 0

 

Page 42 of 57

 

CEMPRA, INC.                  
Security:   15130 J109     Meeting Type:   Annual    
Ticker:   CEMP       Meeting Date:   21-May-2015    
ISIN   US15130 J1097     Vote Deadline Date: 20-May-2015    
Agenda   934198967   Management   Total Ballot Shares: 170000    
Last Vote Date: 27-Apr-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 MICHAEL R. DOUGHERTY         170000 0 0 0
  2 P. FERNANDES, PH.D.         170000 0 0 0
  3 DAVID GILL         170000 0 0 0
2 Amend Stock Compensation Plan     For None 170000 0 0 0
3 Ratify Appointment of Independent Auditors For None 170000 0 0 0

 

Page 43 of 57

 

INTEL CORPORATION                
 
Security:   458140100     Meeting Type:   Annual    
Ticker:   INTC     Meeting Date:   21-May-2015    
ISIN   US4581401001     Vote Deadline Date: 20-May-2015    
Agenda   934160766 Management   Total Ballot Shares: 833700    
Last Vote Date: 09-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 833700 0 0 0
2 Election of Directors (Majority Voting)   For None 833700 0 0 0
3 Election of Directors (Majority Voting)   For None 833700 0 0 0
4 Election of Directors (Majority Voting)   For None 833700 0 0 0
5 Election of Directors (Majority Voting)   For None 833700 0 0 0
6 Election of Directors (Majority Voting)   For None 833700 0 0 0
7 Election of Directors (Majority Voting)   For None 833700 0 0 0
8 Election of Directors (Majority Voting)   For None 833700 0 0 0
9 Election of Directors (Majority Voting)   For None 833700 0 0 0
10 Election of Directors (Majority Voting)   For None 833700 0 0 0
11 Election of Directors (Majority Voting)   For None 833700 0 0 0
12 Ratify Appointment of Independent Auditors For None 833700 0 0 0
13 14A Executive Compensation   For None 833700 0 0 0
14 Amend Stock Compensation Plan   For None 833700 0 0 0
15 Adopt Employee Stock Purchase Plan   For None 833700 0 0 0
16 S/H Proposal - Corporate Governance   Against None 0 833700 0 0
17 S/H Proposal - Establish Independent Chairman Against None 0 833700 0 0
18 S/H Proposal - Corporate Governance   Against None 0 833700 0 0

 

Page 44 of 57

 

ULTRA PETROLEUM CORP.              
 
Security:   903914109     Meeting Type:   Annual    
Ticker:   UPL     Meeting Date:   21-May-2015    
ISIN   CA9039141093     Vote Deadline Date: 18-May-2015    
Agenda   934171480 Management   Total Ballot Shares: 803803    
Last Vote Date: 22-Apr-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 803803 0 0 0
2 Election of Directors (Majority Voting)   For None 803803 0 0 0
3 Election of Directors (Majority Voting)   For None 803803 0 0 0
4 Election of Directors (Majority Voting)   For None 803803 0 0 0
5 Election of Directors (Majority Voting)   For None 803803 0 0 0
6 Ratify Appointment of Independent Auditors For None 803803 0 0 0
7 14A Executive Compensation   For None 803803 0 0 0
8 S/H Proposal - Corporate Governance   Against None 0 803803 0 0

 

Page 45 of 57

 

CAMECO CORPORATION              
Security:   13321L108     Meeting Type: Annual    
Ticker:   CCJ     Meeting Date:   22-May-2015    
ISIN   CA13321L1085     Vote Deadline Date: 19-May-2015    
Agenda   934171884 Management   Total Ballot Shares: 1372819    
Last Vote Date: 10-Apr-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Miscellaneous Corporate Actions   Against None 0 0 1372819 0
2 Election of Directors (Majority Voting)   For None        
  1 IAN BRUCE       1372819 0 0 0
  2 DANIEL CAMUS       1372819 0 0 0
  3 JOHN CLAPPISON       1372819 0 0 0
  4 JAMES CURTISS       1372819 0 0 0
  5 DONALD DERANGER       1372819 0 0 0
  6 CATHERINE GIGNAC       1372819 0 0 0
  7 TIM GITZEL       1372819 0 0 0
  8 JAMES GOWANS       1372819 0 0 0
  9 NANCY HOPKINS       1372819 0 0 0
  10 ANNE MCLELLAN       1372819 0 0 0
  11 NEIL MCMILLAN       1372819 0 0 0
3 Ratify Appointment of Independent Auditors For None 1372819 0 0 0
4 14A Executive Compensation   For None 1372819 0 0 0

 

Page 46 of 57

 

MERCK & CO., INC.                  
 
Security:   58933 Y105     Meeting Type:   Annual    
Ticker:   MRK       Meeting Date:   26-May-2015    
ISIN   US58933 Y1055     Vote Deadline Date: 22-May-2015    
Agenda   934177393   Management   Total Ballot Shares: 427191    
Last Vote Date: 14-Apr-2015                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 427191 0 0 0
2 Election of Directors (Majority Voting)     For None 427191 0 0 0
3 Election of Directors (Majority Voting)     For None 427191 0 0 0
4 Election of Directors (Majority Voting)     For None 427191 0 0 0
5 Election of Directors (Majority Voting)     For None 427191 0 0 0
6 Election of Directors (Majority Voting)     For None 427191 0 0 0
7 Election of Directors (Majority Voting)     For None 427191 0 0 0
8 Election of Directors (Majority Voting)     For None 427191 0 0 0
9 Election of Directors (Majority Voting)     For None 427191 0 0 0
10 Election of Directors (Majority Voting)     For None 427191 0 0 0
11 Election of Directors (Majority Voting)     For None 427191 0 0 0
12 Election of Directors (Majority Voting)     For None 427191 0 0 0
13 14A Executive Compensation     For None 427191 0 0 0
14 Ratify Appointment of Independent Auditors For None 427191 0 0 0
15 Amend Stock Compensation Plan     For None 427191 0 0 0
16 Amend Stock Compensation Plan     For None 427191 0 0 0
17 S/H Proposal - Corporate Governance     Against None 0 427191 0 0
18 S/H Proposal - Executive Compensation Against None 0 427191 0 0

 

Page 47 of 57

 

FCB FINANCIAL HOLDINGS, INC.                
Security:   30255 G103     Meeting Type:   Annual    
Ticker:   FCB       Meeting Date:   27-May-2015    
ISIN   US30255 G1031     Vote Deadline Date: 26-May-2015    
Agenda   934180895   Management   Total Ballot Shares: 668800    
Last Vote Date: 10-Apr-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 KENT S. ELLERT         668800 0 0 0
  2 HOWARD R. CURD         668800 0 0 0
  3 GERALD LUTERMAN         668800 0 0 0
  4 PAUL ANTHONY NOVELLY         668800 0 0 0
2 Ratify Appointment of Independent Auditors For None 668800 0 0 0
3 Approve Stock Compensation Plan     For None 668800 0 0 0

 

Page 48 of 57

 

REPROS THERAPEUTICS INC.                
Security:   76028 H209     Meeting Type:   Annual    
Ticker:   RPRX       Meeting Date:   28-May-2015    
ISIN   US76028 H2094     Vote Deadline Date: 27-May-2015    
Agenda   934190517   Management   Total Ballot Shares: 508375    
Last Vote Date: 16-Apr-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 JOSEPH S. PODOLSKI         508375 0 0 0
  2 DANIEL F. CAIN         508375 0 0 0
  3 NOLA MASTERSON, M.S.         508375 0 0 0
  4 SAIRA RAMASASTRY         508375 0 0 0
  5 MICHAEL SUESSERMAN         508375 0 0 0
  6 M.G. WYLLIE, PH.D, DSC.         508375 0 0 0
2 Ratify Appointment of Independent Auditors For None 508375 0 0 0
3 14A Executive Compensation     For None 508375 0 0 0

 

Page 49 of 57

 

PARATEK PHARMACEUTICALS, INC.              
Security:   699374302     Meeting Type:   Annual    
Ticker:   PRTK     Meeting Date:   09-Jun-2015    
ISIN   US6993743029     Vote Deadline Date: 08-Jun-2015    
Agenda   934206916 Management   Total Ballot Shares: 89735    
Last Vote Date: 04-May-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For For        
  1 RICHARD LIM       89735 0 0 0
  2 JEFFREY STEIN, PH.D.       89735 0 0 0
2 Approve Stock Compensation Plan   For For 89735 0 0 0
3 Ratify Appointment of Independent Auditors For For 89735 0 0 0
4 Transact Other Business   None For 89735 0 0 0

 

Page 50 of 57

 

TARGET CORPORATION                
 
Security:   87612 E106     Meeting Type:   Annual    
Ticker:   TGT       Meeting Date:   10-Jun-2015    
ISIN   US87612 E1064     Vote Deadline Date: 09-Jun-2015    
Agenda   934206435   Management   Total Ballot Shares: 216300    
Last Vote Date: 06-May-2015                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 216300 0 0 0
2 Election of Directors (Majority Voting)     For None 216300 0 0 0
3 Election of Directors (Majority Voting)     For None 216300 0 0 0
4 Election of Directors (Majority Voting)     For None 216300 0 0 0
5 Election of Directors (Majority Voting)     For None 216300 0 0 0
6 Election of Directors (Majority Voting)     For None 216300 0 0 0
7 Election of Directors (Majority Voting)     For None 216300 0 0 0
8 Election of Directors (Majority Voting)     For None 216300 0 0 0
9 Election of Directors (Majority Voting)     For None 216300 0 0 0
10 Election of Directors (Majority Voting)     For None 216300 0 0 0
11 Ratify Appointment of Independent Auditors For None 216300 0 0 0
12 14A Executive Compensation     For None 216300 0 0 0
13 Amend Stock Compensation Plan     For None 216300 0 0 0
14 S/H Proposal - Establish Independent Chairman Against None 0 216300 0 0
15 S/H Proposal - Create a Non-Discriminatory Against None 0 216300 0 0
  Sexual Orientation Policy                

 

Page 51 of 57

 

THE TJX COMPANIES, INC.              
 
Security:   872540109     Meeting Type: Annual    
Ticker:   TJX     Meeting Date:   11-Jun-2015    
ISIN   US8725401090     Vote Deadline Date: 10-Jun-2015    
Agenda   934208908 Management   Total Ballot Shares: 1244668    
Last Vote Date: 06-May-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1244668 0 0 0
2 Election of Directors (Majority Voting)   For None 1244668 0 0 0
3 Election of Directors (Majority Voting)   For None 1244668 0 0 0
4 Election of Directors (Majority Voting)   For None 1244668 0 0 0
5 Election of Directors (Majority Voting)   For None 1244668 0 0 0
6 Election of Directors (Majority Voting)   For None 1244668 0 0 0
7 Election of Directors (Majority Voting)   For None 1244668 0 0 0
8 Election of Directors (Majority Voting)   For None 1244668 0 0 0
9 Election of Directors (Majority Voting)   For None 1244668 0 0 0
10 Election of Directors (Majority Voting)   For None 1244668 0 0 0
11 Ratify Appointment of Independent Auditors For None 1244668 0 0 0
12 14A Executive Compensation   For None 1244668 0 0 0

 

Page 52 of 57

 

APPLIED DNA SCIENCES, INC.                
Security:   03815 U201     Meeting Type: Annual    
Ticker:   APDN       Meeting Date:   16-Jun-2015    
ISIN   US03815 U2015     Vote Deadline Date: 15-Jun-2015    
Agenda   934212111   Management   Total Ballot Shares: 1175000    
Last Vote Date: 11-May-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 JAMES A. HAYWARD         1175000 0 0 0
  2 JOHN BITZER, III         1175000 0 0 0
  3 JOSEPH D. CECCOLI         1175000 0 0 0
  4 CHARLES RYAN         1175000 0 0 0
  5 YACOV SHAMASH         1175000 0 0 0
  6 SANFORD R. SIMON         1175000 0 0 0
2 Amend Stock Compensation Plan     For None 1175000 0 0 0
3 Ratify Appointment of Independent Auditors For None 1175000 0 0 0

 

Page 53 of 57

 

INTRA-CELLULAR THERAPIES INC                
Security:   46116 X101     Meeting Type:   Annual    
Ticker:   ITCI       Meeting Date:   16-Jun-2015    
ISIN   US46116 X1019     Vote Deadline Date: 15-Jun-2015    
Agenda   934212717   Management   Total Ballot Shares: 265142    
Last Vote Date: 11-May-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 CHRISTOPHER ALAFI, PH.D         265142 0 0 0
  2 JOEL S. MARCUS         265142 0 0 0
2 Amend Stock Compensation Plan     For None 265142 0 0 0
3 Ratify Appointment of Independent Auditors For None 265142 0 0 0

 

Page 54 of 57

 

AON PLC                  
 
Security:   G0408V102     Meeting Type:   Annual    
Ticker:   AON     Meeting Date:   17-Jun-2015    
ISIN   GB00B5BT0K07     Vote Deadline Date: 16-Jun-2015    
Agenda   934213997 Management   Total Ballot Shares: 293492    
Last Vote Date: 04-May-2015              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Full Slate)   For None 293492 0 0 0
2 Election of Directors (Full Slate)   For None 293492 0 0 0
3 Election of Directors (Full Slate)   For None 293492 0 0 0
4 Election of Directors (Full Slate)   For None 293492 0 0 0
5 Election of Directors (Full Slate)   For None 293492 0 0 0
6 Election of Directors (Full Slate)   For None 293492 0 0 0
7 Election of Directors (Full Slate)   For None 293492 0 0 0
8 Election of Directors (Full Slate)   For None 293492 0 0 0
9 Election of Directors (Full Slate)   For None 293492 0 0 0
10 Election of Directors (Full Slate)   For None 293492 0 0 0
11 Election of Directors (Full Slate)   For None 293492 0 0 0
12 Receive Directors' Report   For None 293492 0 0 0
13 Ratify Appointment of Independent Auditors For None 293492 0 0 0
14 Ratify Appointment of Independent Auditors For None 293492 0 0 0
15 Approve Remuneration of Directors and Auditors For None 293492 0 0 0
16 14A Executive Compensation   For None 293492 0 0 0
17 14A Executive Compensation   For None 293492 0 0 0
18 Stock Repurchase Plan   For None 293492 0 0 0
19 Allot Securities   For None 293492 0 0 0
20 Eliminate Pre-Emptive Rights   For None 293492 0 0 0
21 Miscellaneous Corporate Actions   For None 293492 0 0 0

 

Page 55 of 57

 

CELGENE CORPORATION              
Security:   151020104     Meeting Type:   Annual    
Ticker:   CELG     Meeting Date:   17-Jun-2015    
ISIN   US1510201049     Vote Deadline Date: 16-Jun-2015    
Agenda   934208489 Management   Total Ballot Shares: 200000    
Last Vote Date: 04-May-2015              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 ROBERT J. HUGIN       200000 0 0 0
  2 R.W. BARKER, D. PHIL.       200000 0 0 0
  3 MICHAEL W. BONNEY       200000 0 0 0
  4 MICHAEL D. CASEY       200000 0 0 0
  5 CARRIE S. COX       200000 0 0 0
  6 MICHAEL A. FRIEDMAN, MD       200000 0 0 0
  7 GILLA S. KAPLAN, PH.D.       200000 0 0 0
  8 JAMES J. LOUGHLIN       200000 0 0 0
  9 ERNEST MARIO, PH.D.       200000 0 0 0
2 Ratify Appointment of Independent Auditors For None 200000 0 0 0
3 Approve Stock Compensation Plan   For None 200000 0 0 0
4 14A Executive Compensation   For None 200000 0 0 0
5 S/H Proposal - Corporate Governance   Against None 0 200000 0 0

 

Page 56 of 57

 

VERINT SYSTEMS INC.                
Security:   92343 X100     Meeting Type:   Annual    
Ticker:   VRNT       Meeting Date:   25-Jun-2015    
ISIN   US92343 X1000     Vote Deadline Date: 24-Jun-2015    
Agenda   934224825   Management   Total Ballot Shares: 87600    
Last Vote Date: 15-May-2015                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 DAN BODNER         87600 0 0 0
  2 VICTOR DEMARINES         87600 0 0 0
  3 JOHN EGAN         87600 0 0 0
  4 LARRY MYERS         87600 0 0 0
  5 RICHARD NOTTENBURG         87600 0 0 0
  6 HOWARD SAFIR         87600 0 0 0
  7 EARL SHANKS         87600 0 0 0
2 Ratify Appointment of Independent Auditors For None 87600 0 0 0
3 Approve Stock Compensation Plan     For None 87600 0 0 0
4 14A Executive Compensation     For None 87600 0 0 0

 

Page 57 of 57

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant                          General American Investors Company, Inc.

By (Signature and Title)*         /s/Jeffrey W. Priest

 

 

 

                                    Jeffrey W. Priest, President & Chief Executive Officer
                                        (Principal Executive Officer)

Date                             August 10, 2015

*Print name and title of each signing officer under his or her signature