Exhibit
No.1
|
Total
Voting Rights dated 01 March 2017
|
Exhibit
No.2
|
Holding(s)
in Company dated 07 March 2017
|
Exhibit
No.3
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.4
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.5
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.6
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.7
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.8
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.9
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.10
|
Director/PDMR
Shareholding dated 09 March 2017
|
Exhibit
No.11
|
Publication
of a Prospectus date 10 March 2017
|
Exhibit
No.12
|
Publication
of Final Terms date 13 March 2017
|
Exhibit
No.13
|
Director/PDMR
Shareholding dated 20 March 2017
|
|
|
|
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
||||
|
|
|||
1. Identity of the issuer or the underlying issuerof existing
shares to which voting rights areattached:
|
Barclays
PLC
(LEI
Code: 213800LBQA1Y9L22JB70)
|
|||
2 Reason for the notification (please tick the appropriate
box or boxes):
|
||||
An
acquisition or disposal of voting rights
|
X
|
|||
An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
|
|
|||
An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
|
|
|||
An
event changing the breakdown of voting rights
|
|
|||
Other
(please specify):
|
|
|
||
3. Full name of person(s) subject to thenotification
obligation:
|
BlackRock,
Inc.
|
|||
4. Full name of shareholder(s) (if different from
3.):
|
|
|||
5. Date of the transaction and date onwhich the threshold is
crossed orreached:
|
6
March, 2017
|
|||
6. Date on which issuer notified:
|
7
March, 2017
|
|||
7. Threshold(s) that is/are crossed orreached:
|
Voting
rights attached to shares holding for BlackRock, Inc. has gone
above 5%
|
8. Notified details:
|
||||||||||||||||
A: Voting rights attached to shares
|
||||||||||||||||
Class/type ofshares
if
possible usingthe ISIN CODE
|
Situation previousto the triggeringtransaction
|
Resulting situation after the triggering transaction
|
||||||||||||||
NumberofShares
|
NumberofVotingRights
|
Numberof shares
|
Number of votingrights
|
% of voting rights
|
||||||||||||
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
||||||||||||
GB0031348658
|
415,573,841
|
415,573,841
|
N/A
|
N/A
|
959,981,110
|
N/A
|
5.65%
|
|||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financialinstrument
|
Expirationdate
|
Exercise/Conversion Period
|
Number of votingrights that may beacquired if theinstrument
isexercised/ converted.
|
% of votingrights
|
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
|
||||||||||||||||
Resulting situation after the triggering transaction
|
||||||||||||||||
Type of financialinstrument
|
Exercise price
|
Expiration date
|
Exercise/Conversion period
|
Number of voting rights instrument refers to
|
% of voting rights
|
|||||||||||
CFD
|
|
|
|
1,088,236
|
Nominal
|
Delta
|
||||||||||
0.00%
|
0.00%
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C)
|
||||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
|||||||||||||||
961,069,346
|
5.66%
|
9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable:
|
||
See
Annex 1
|
||
|
||
Proxy Voting:
|
||
10. Name of the proxy holder:
|
|
|
11. Number of voting rights proxy holder will cease to
hold:
|
|
|
12. Date on which proxy holder will cease to hold voting
rights:
|
|
|
|
||
13. Additional information:
|
BlackRock
Regulatory Threshold Reporting Team
|
|
14. Contact name:
|
Marc-Oliver
Lesch
|
|
15. Contact telephone number:
|
020
7743 3650
|
Annex 1
|
Name
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
Asia-Pac Holdco, LLC
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
Asia-Pac Holdco, LLC
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Cayco Limited
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jes
Staley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
124,773
|
50,844
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
81,373
|
43,127
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Paul
Compton
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Operating Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
119,348
|
48,634
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob
Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
83,182
|
44,086
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tristram
Roberts
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Human Resources Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
44,303
|
23,480
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Roemer
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Head of Compliance
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
24,412
|
12,938
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Amer
Sajed
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclaycard International
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
30,103
|
19,506
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tim
Throsby
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
208,366
|
110,433
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Ashok
Vaswani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclays UK
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
75,948
|
40,252
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
C.S.
Venkatakrishnan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Risk Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
103,073
|
46,939
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
398,406
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar
Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
222,378
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
968,891
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
358,044
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Human Resources Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
162,747
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Roemer
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Head of Compliance
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
68,354
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Amer
Sajed
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclaycard International
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
144,587
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
488,243
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
352,699
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Paul
Compton
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Operating Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
Transaction 1
|
||||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under the Schedule 1 to
the Barclays Group Share Value Plan.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
2,125,082
|
865,971
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
Transaction 2
|
||||
d)
|
Nature of the transaction
|
Shares
released under the transaction described above were then sold on
behalf of the individual as set out below.
|
||
e)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
Volume(s):
Number of Shares held by PDMR
|
£2.3042
|
865,971
|
N/A
|
||
|
||||
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
g)
|
Date of the transactions
|
2017-03-08
|
||
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan.
The Shares are subject to a holding period with restrictions
lifting after two years.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
504,272
|
267,264
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
271,817
|
144,062
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob
Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
274,701
|
145,590
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tristram
Roberts
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Human Resources Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
156,651
|
83,025
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Roemer
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Head of Compliance
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
109,842
|
58,216
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Amer
Sajed
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclaycard International
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
117,688
|
76,260
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Ashok
Vaswani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclays UK
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
371,230
|
196,751
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob
Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
Transaction 1
|
||||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
132,693
|
70,327
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
g)
|
Date of the transactions
|
2017-03-08
|
||
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
Transaction 1
|
||||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
53,547
|
28,380
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
g)
|
Date of the transactions
|
2017-03-08
|
||
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
C.S.
Venkatakrishnan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Risk Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
Transaction 1
|
||||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
785,631
|
357,776
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
g)
|
Date of the transactions
|
2017-03-08
|
||
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jes
Staley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
35,370
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tushar
Morzaria
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Finance Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
74,126
|
39,286
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Paul
Compton
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Operating Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
35,370
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob
Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
46,002
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tristram
Roberts
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Human Resources Director
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
46,002
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Roemer
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Head of Compliance
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
45,569
|
24,151
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Amer
Sajed
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclaycard International
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
96,332
|
62,423
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tim
Throsby
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
46,002
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Ashok
Vaswani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclays UK
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
46,002
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
C.S.
Venkatakrishnan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Risk Officer
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR1
|
£2.3042
|
86,798
|
39,527
|
||
1 Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transaction
|
2017-03-08
|
||
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Barclays
Wealth Nominees Limited sold Shares for the individual set out
above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£2.296
|
417,676
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-03-17
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|