UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 07/17/2010 | 07/17/2016 | Common Stock | 93,750 | $ 25.19 | D | Â |
Non-Qualified Stock Option (right to buy) | 02/19/2011(1) | 02/19/2017 | Common Stock | 90,000 | $ 27.44 | D | Â |
Non-Qualified Stock Option (right to buy) | 02/18/2012(1) | 02/18/2018 | Common Stock | 89,900 | $ 44 | D | Â |
Performance Shares | 07/17/2012(2) | 07/17/2012 | Common Stock | 200,000 (3) | $ 0 | D | Â |
Performance Shares | 02/19/2013(2) | 02/19/2013 | Common Stock | 72,500 (4) | $ 0 | D | Â |
Performance Shares | 02/21/2014(2) | 02/21/2014 | Common Stock | 112,500 (4) | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Elliott Geraldine 1194 NORTH MATHILDA AVENUE SUNNYVALE, CA 94089 |
 |  |  EVP Strategic Alliances |  |
By: Mitchell L. Gaynor, Attorney in Fact For: Geraldine Elliott | 08/01/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vests as to 25% of the shares subject to the option one year from the grant date and the balance shall vest 1/48th of the total shares granted each month thereafter. |
(2) | All of the shares earned over the three year period will vest, provided that the reporting person is still providing service to the Company, after the final calculation is approved by the Compensation Committee or the third anniversary of the grant date. |
(3) | Represents the maximum quantity of shares issuable. The exact number of shares issuable with respect to each year will be determined based on achievement of certain Company performance targets for each year, as determined by the Compensation Committee of the Board. The executive can earn between 0% and 200% of the target shares with respect to each year. |
(4) | Represents the maximum quantity of shares issuable. The exact number of shares issuable with respect to each year will be determined based on achievement of certain Company performance targets for each year, as determined by the Compensation Committee of the Board. The executive can earn between 0% and 250% of the target shares with respect to each year. |