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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Share Equivalent Units | (5) | 07/07/2011 | J | 54 | (5) | (5) | Common Shares | 54 | (5) | 14,070 (6) | D | ||||
Employee Stock Option (right to buy) | $ 26.46 (7) | 12/05/2010 | 12/05/2017 | Common Shares | (7) | 13,600 (7) | D | ||||||||
Employee Stock Option (right to buy) | $ 14.37 (8) | 12/04/2010 | 12/04/2018 | Common Shares | (8) | 22,800 (8) | D | ||||||||
Employee Stock Option (right to buy) | $ 27.26 (9) | 12/03/2010 | 12/03/2019 | Common Shares | (9) | 12,200 (9) | D | ||||||||
Employee Stock Option (right to buy) | $ 43.32 (10) | 12/07/2011 | 12/07/2020 | Common Shares | (10) | 9,400 (10) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BLOOMFIELD DOUGLAS C 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
Vice President |
Robert E. Veillette, Attorney-In-Fact | 07/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 2,733 additional shares of common stock. |
(2) | Includes 104 shares acquired through participation in the Company's Dividend Reinvestment Plan. |
(3) | On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's indirect ownership of 3,685 additional shares of common stock. |
(4) | Balance as of May 27, 2011. |
(5) | Share Equivalent Units acquired through deferral of performance shares awarded under Amended and Restated 2004 Long Term Performance Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended and Restated 2005 Deferred Compensation Plan. Equivalent Units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A). |
(6) | On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 7,020 additional Share Equivalent Units. |
(7) | This option was previously reported as covering 6,800 shares at an exercise price of $52.91 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(8) | This option was previously reported as covering 11,400 shares at an exercise price of $28.74 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(9) | This option was previously reported as covering 6,100 shares at an exercise price of $54.52 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |
(10) | This option was previously reported as covering 4,700 shares at an exercise price of $86.63 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011. |