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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Woestemeyer Ronald F 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
X | X |
Damian Olthoff, attorney-in-fact for Ronald F. Woestemeyer | 02/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are held in the ROMAKA LLC with Mr. and Mrs. Woestemeyer's personal broker. |
(2) | Represents the average price for 1,179 separate transactions in a range from $30.35 to $ 31.99 on February 12 and 13, 2018. |
(3) | Includes: (i) 62,561 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 131,934 shares held in in the Ronald F. Woestemeyer and Mariette M. Woestemeyer - TIC; (iii) 226,522 shares held in the RMW 2012 Dynasty Trust LLC; (iv) 236,266 shares held in the RMW 2012 Legacy Trust LLC; (v) 419,351 shares held by the RMW 2007 ILIT LLC; (vi) 550,000 shares held in the ROMAKA LLC; (vii) 603,548 shares held by the RMW-R 2007 Trust LLC; (viii) 690,619 shares held in the RMW-M 2007 Trust LLC; and (ix) 950,000 shares held by the Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee. |