1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy)
|
02/05/2002 |
02/05/2012 |
Common Stock
|
30,000
|
$
13.5783
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/04/2003 |
02/04/2013 |
Common Stock
|
30,000
|
$
16.77
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/11/2004 |
02/11/2009 |
Common Stock
|
50,000
|
$
30.935
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/09/2005 |
02/09/2010 |
Common Stock
|
75,000
|
$
35.41
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(2)
|
02/09/2010 |
Common Stock
|
11,569
|
$
35.41
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/06/2006 |
02/06/2011 |
Common Stock
|
100,000
|
$
50.47
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
02/06/2011 |
Common Stock
|
13,941
|
$
50.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This number includes grant of stock totaling 10,000 shares to the reporting person under the General Growth Properties, Inc. 2003 Incentive Stock Plan. This grant is exempt from Section 16(b) pursuant to Rule 16b-3(d). The grant will vest one-third on each of 4/17/07, 4/17/08 and 4/17/09. |
(2) |
Options were granted pursuant to the Issuer's 1998 Incentive Stock Plan in a transaction exempt under Rule 16b-3(d). The option will not vest unless and until the fair market value of the Issuer's Common Stock exceeds $49.66 for 20 consecutive trading days within five years of the date of grant. |
(3) |
Options were granted pursuant to the Issuer's 1998 Incentive Stock Plan in a transaction exempt under Rule 16b-3(d). The option will not vest unless and until the fair market value of the Issuer's Common Stock exceeds $70.79 for 20 consecutive trading days within five years of the date of grant. |