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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCGONIGLE JOHN W FEDERATED INVESTORS TOWER 1001 LIBERTY AVENUE PITTSBURGH, PA 15222-3779 |
X | Vice Chairman, Sec., Exec. VP |
/s/ Gail C. Jones (Attorney-in-Fact) | 11/17/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are held indirectly by 713 Investment Partners, L.P., a limited partnership of which 713 Investment Corp. is the general partner and the John W. McGonigle Revocable Trust and the Mary Ita McGonigle Revocable Trust are limited partners. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On November 10, 2011, 713 Investment Partners, L.P. transferred its limited partnership interest in Fairview Partners, L.P. to the partners of 713 Investment Partners, L.P. Fairview Partners, L.P. is a limited partnership of which 713 Investment Corp. is the general partner. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview Partners, L.P. and 713 Investment Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares or the exchange of any considerations. |
(2) | Immediately following the transaction, the John W. McGonigle Revocable Trust and the Mary Ita McGonigle Revocable Trust each gifted a portion of their interest in Fairview Partners, L.P. received in the transaction to Dynasty Trusts that benefit their children and grandchildren. The value of the interest in Fairview Partners, L.P. that was gifted to the Dynasty Trust is equal to 171,266 shares of the issuer. This transaction was done for family wealth transfer purposes. |
(3) | In addition to the holdings set forth in Table I: 19,453 Shares held indirectly by Grantor Trusts. 3,425,324 Shares held indirectly by Fairview Partners, L.P. |
Remarks: The Power of Attorney dated July 15, 2009 is incorporated by reference. |