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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/11/2018 | A | 8,498 | (2) | (2) | Common Stock | 8,498 | $ 0 | 8,498 | D | ||||
Restricted Stock Units | (1) | (3) | (3) | Common Stock | 12,517 | 12,517 (4) | D | ||||||||
Restricted Stock Units | (1) | (5) | (5) | Common Stock | 13,235 (6) | 13,235 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DINAPOLI DOMINIC 4300 WILDWOOD PARKWAY ATLANTA, GA 30339 |
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/s/ Natali T. Mayo, Attorney-in-Fact | 01/16/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock. |
(2) | The restricted stock units vest on January 11, 2019. Vested shares will be delivered to the reporting person within 30 days after the earlier of January 11, 2029 and/or termination of Reporting Owner's service on the Board of Directors of Issuer. |
(3) | The restricted stock units vested on January 11, 2018. Shares will be delivered to the reporting person within 30 days after the earlier of January 11, 2027 and/or termination of Reporting Owner's service on the Board of Directors of Issuer. |
(4) | Correction of administrative error in number of shares in connection with a 1-for-10 reverse stock split that the issuer effected on June 13, 2016. This amount reflects the reverse stock split. |
(5) | The restricted stock units vest on May 20, 2017. Vested shares will be delivered to the reporting person within 30 days after the earlier of May 20, 2026 and termination of Reporting Owner's service on the Board of Directors of Issuer. |
(6) | The Issuer effected a 1-for-10 reverse stock split on June 13, 2016. This amount reflects the reverse stock split. |