1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to purchase)
|
Â
(1)
|
12/18/2022 |
Common Stock
|
100,000
|
$
2.38
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(2)
|
02/12/2025 |
Common Stock
|
50,000
|
$
2.13
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(2)
|
02/12/2025 |
Common Stock
|
7,600
|
$
2.13
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(3)
|
10/28/2025 |
Common Stock
|
25,000
|
$
1.37
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(4)
|
02/12/2026 |
Common Stock
|
5,300
|
$
1.62
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(5)
|
02/16/2027 |
Common Stock
|
5,400
|
$
3.15
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(6)
|
03/01/2028 |
Common Stock
|
4,900
|
$
2
|
D
|
Â
|
Employee Stock Option (right to purchase)
|
Â
(7)
|
04/26/2028 |
Common Stock
|
35,000
|
$
1.75
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested on December 1, 2013 and an additional 1/48th of the shares subject to the option vested each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(2) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested on March 1, 2016 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(3) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested on November 1, 2016 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(4) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested on March 1, 2017 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(5) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vested on March 1, 2018 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(6) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option will vest on March 1, 2019 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |
(7) |
100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option will vest on May 1, 2019 and an additional 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person's continuous service through such dates. |