UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock option (right to buy) | Â (1) | Â (1) | Class A common stock | 8,333 | $ 18 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Allen A William III 16 SUNSET COVE NEWPORT COAST, CA 92657 |
 X |  |  |  |
/s/ Ira Fils, attorney-in-fact | 03/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Stock Option was granted on November 19, 2014, and will expire on November 19, 2024. The options will vest ratably over 3 years (1/3 on the first anniversary of the date of grant; 1/3 on the second anniversary of the date of grant; and the remaining 1/3 on the third anniversary of the date of grant). Once the options are vested, they are exercisable into shares of Class A common stock. |
(2) | These shares were purchased through a directed share program in connection with the initial public offering of Class A common stock of The Habit Restaurants, Inc., and were inadvertently omitted from the reporting person's original Form 3. |
 Remarks: This Form 3/A amends the prior Form 3/A filing made on behalf of A. William Allen III on November 24, 2014. The Form 3/A, as originally filed, incorrectly reported the Amount of Non-Derivative Securities Beneficially Owned. This Form 3/A correctly reports the Amount of Non-Derivative Securities Beneficially Owned by the Reporting Person. |