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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option-Right To Buy | $ 30 | (3) | 03/05/2011 | Common Stock | 52,520 | 52,520 | D | ||||||||
Employee Stock Option-Right To Buy | $ 8.135 | (3) | 02/12/2014 | Common Stock | 217,600 | 217,600 | D | ||||||||
Employee Stock Option-Right To Buy | $ 16.26 | (4) | 02/19/2017 | Common Stock | 26,707 | 26,707 | D | ||||||||
Employee Stock Option-Right To Buy | $ 23.375 | 02/19/2008 | A | 22,517 | (5) | 02/19/2018 | Common Stock | 22,517 | $ 0 | 22,517 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JINES MICHAEL L 1000 MAIN STREET 12TH FLOOR HOUSTON, TX 77002 |
SVP, Gen. Counsel & Corp. Sec. |
Michael L. Jines | 02/21/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This figure includes 3,629 shares that were inadvertently omitted from the reporting person's original Form 3 and also inadvertently omitted from all Forms 4 subsequently filed by the reporting person through the date of this filing. A Form 3/A was filed on December 21, 2007 to reflect the amount of securities beneficially owned upon the reporting person's being named a Section 16 insider. |
(2) | Based on a plan statement as of December 31, 2007. |
(3) | All such stock options have vested. |
(4) | 8,902 of such stock options have vested. The remaining 17,805 become exercisable in two equal annual installments beginning February 20, 2009. |
(5) | These stock options vest in three equal annual installments beginning February 19, 2009. |