OMB
APPROVAL
|
|||
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
|
OMB Number:
3235-0145
Expires:
February 28, 2009
Estimated
average burden
hours
per response. . . . . . . . . . .
..11
|
SEC
1746 (3-06) |
Persons
who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB
control number.
|
1.
|
Names
of Reporting Persons. I.R.S. Identification Nos. of above
persons (entities only).
|
|
A.
Scott Dockter
|
||
2.
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
|
(a) ______ | ||
(b) ______ | ||
3.
|
SEC
Use Only ______
|
|
4.
|
Source of Funds (See
Instructions) N/A
|
|
5.
|
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e) _____
|
|
6.
|
Citizenship or
Place of Organization . USA
|
|
Number of | 7. | Sole Voting Power 7,199,486 |
Shares Bene-
|
||
ficially
|
8. | Shared Voting Power 640,000 |
Owned by
|
||
Each Reporting
|
9. | Sole Dispositive Power 7,199,486 |
Person With
|
||
10. | Shared Dispositive Power 640,000 | |
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 7,839,486 | |
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | |
13. | Percent of Class Represented by Amount in Row (11) 6.0% | |
14. | Type of Reporting Person (See Instructions) | |
IN
|
||
Item
1.
|
Security
and Issuer
|
Item
2.
|
Identity
and Background
|
(a)
|
A.
Scott Dockter beneficially owns all of the shares listed except
for 640,000 shares and warrants which are held by ASDi, LLC which is a
California limited liability company of which A. Scott Dockter is majority
owner and sole manager
|
(b)
|
The
address of both Mr. Dockter and ASDi, LLC is 3108 Ponte Morino Drive,
Suite 210, Cameron Park,
CA 95682.
|
(c)
|
A.
Scott Dockter is the sole manager of ASDi, LLC and is the Chief Operating
Officer of the Issuer.
|
(d)
|
N/A
|
(e)
|
Reporting
person has not been a party to a proceeding which resulted in a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or
finding any violation with respect to such
laws.
|
(f)
|
Reporting
person is a citizen of the United
States
|
Item 3.
|
Source and Amount of Funds or
Other Consideration
|
Item
4.
|
Purpose
of Transaction
|
Item
5.
|
Interest
in Securities of the Issuer
|
(a)
|
7,839,486
shares, 6.0% on a fully diluted
basis
|
(b)
|
7,839,486
(Amount includes 750,000 shares issuable to Mr. Dockter under stock
options and 826,945 shares issuable to Mr. Dockter under stock warrants).
Of this amount, the reporting person holds 640,000 shares through ASDi,
LLC of which he is majority owner and sole
manager.
|
(c)
|
On
March 7, 2009, ASDi, LLC transferred warrants exercisable into 2,200,000
shares of Firstgold common stock in a private transaction. In January and
February of 2009, Mr. Dockter transferred 5,200,001
warrants.
|
(d)
|
ASDi,
LLC, an entity owned and controlled by Mr. Dockter, received the proceeds
from the sale of these shares and Mr. Dockter received the proceeds from
the transfer of the warrants.
|
(e)
|
Not
Applicable
|
Item 6.
|
Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer
|
Item 7.
|
Material to Be Filed as
Exhibits
|