8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 16, 2019

 

 

MOODY’S CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware    1-14037    13-3998945

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

7 World Trade Center at 250 Greenwich Street

New York, New York 10007

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 553-0300

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ☐

 

 

 


TABLE OF CONTENTS

 

ITEM 5.07     SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

   3    

SIGNATURES

   4


Item 5.07.

Submission of Matters to a Vote of Security Holders.

The voting results for the matters voted on at the 2019 Annual Meeting of Stockholders of Moody’s Corporation (the “Company”) held on April 16, 2019 are as follows:

 

1.

Ten directors were elected to serve one-year terms expiring at the Company’s 2020 Annual Meeting of Stockholders as follows:

 

Nominee

       Votes For              Votes Against              Abstentions          Broker
    Non-Votes    
 

Basil L. Anderson

     158,767,720        4,517,184        96,676        10,209,793  

Jorge A. Bermudez

     161,552,842        1,744,174        84,564        10,209,793  

Thérèse Esperdy

     161,632,255        1,677,868        71,457        10,209,793  

Vincent A. Forlenza

     160,392,612        2,900,937        88,031        10,209,793  

Kathryn M. Hill

     160,750,385        2,552,375        78,820        10,209,793  

Raymond W. McDaniel, Jr.

     161,597,124        1,717,268        67,188        10,209,793  

Henry A. McKinnell, Jr., Ph.D. 

     153,586,305        9,702,399        92,876        10,209,793  

Leslie F. Seidman

     161,563,088        1,731,702        86,790        10,209,793  

Bruce Van Saun

     160,399,389        2,815,888        166,303        10,209,793  

Gerrit Zalm

     161,446,809        1,849,153        85,618        10,209,793  

 

2.

The appointment of KPMG LLP as the independent registered public accounting firm of the Company for the year 2019 was ratified as follows:

 

Votes For

  

Votes Against

  

Abstentions

  

Broker Non-Votes

171,935,973

   1,527,367    128,033    0

 

3.

The advisory resolution approving executive compensation was approved as follows:

 

Votes For

  

Votes Against

  

Abstentions

  

Broker Non-Votes

153,103,937

   9,830,446    447,197    10,209,793


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

MOODY’S CORPORATION
By:    /s/ Elizabeth M. McCarroll
 

Elizabeth M. McCarroll

Corporate Secretary and Associate General Counsel

Date:  April 17, 2019