Schedule 13G Amendment No. 4

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 4)

 

 

Continental Resources Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

212015-10-1

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

 


CUSIP No. 212015-10-1   13G/A   Page 2 of 6 Pages

 

  (1)   

Names of reporting persons:

 

Bert H. Mackie

  (2)  

Check the appropriate box if a member of a group (see instructions)

 

(a)  ¨

 

(b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization:

 

United States

Number of

shares

beneficially

owned by

each

reporting

person

with

   (5)    

Sole voting power

 

0

   (6)   

Shared voting power

 

14,687,501

   (7)   

Sole dispositive power

 

0

   (8)   

Shared dispositive power

 

14,687,501

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

14,687,501

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

¨

(11)

 

Percent of class represented by amount in Row (9):

 

8.1%

(12)

 

Type of reporting person (see instructions):

 

IN


 

CUSIP No. 212015-10-1   13G/A   Page 3 of 6 Pages

 

  1.   

Names of reporting persons:

 

H. Thomas Hamm

  2.  

Check the appropriate box if a member of a group (see instructions)

 

(a)  ¨

 

(b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization:

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    0

   6.   

Shared voting power

 

    8,800,087

   7.   

Sole dispositive power

 

    0

   8.   

Shared dispositive power

 

    8,800,087

  9.

 

Aggregate amount beneficially owned by each reporting person

 

    8,800,087

10.

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

    [ ]

11.

 

Percent of class represented by amount in Row (9):

 

    4.9%

12.

 

Type of reporting person (see instructions):

 

    IN


CUSIP No. 212015-10-1   13G/A   Page  4  of 6 Pages

 

Item 1(a). Name of Issuer:

  Continental Resources Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

  302 North Independence

  Enid, Oklahoma 73701

 

Item 2(a). Name of Person Filing:

  Bert H. Mackie and H. Thomas Hamm

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

  302 North Independence

  Enid, Oklahoma 73701

 

Item 2(c). Citizenship:

  United States for each of Messrs. Mackie and Hamm

 

Item 2(d). Title of Class of Securities:

  Common Stock

 

Item 2(e). CUSIP Number:

  212015-10-1

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)     ¨       Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)     ¨       Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)     ¨       Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)     ¨       Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)     ¨       An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)     ¨       An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)     ¨       A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)     ¨       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)     ¨       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)     ¨       A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)     ¨       Group, in accordance with § 240.13d-1(b)(1)(ii)(K).


CUSIP No. 212015-10-1   13G/A   Page  5  of 6 Pages

 

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

With respect to Mr. Mackie:

 

   (a)    Amount beneficially owned: 14,687,501   
   (b)    Percent of class: 8.1%   
   (c)    Number of shares as to which such person has:   
       (i)    Sole power to vote or to direct the vote:      0   
       (ii)    Shared power to vote or to direct the vote:      14,687,501   
       (iii)    Sole power to dispose or to direct the disposition of:      0   
       (iv)    Shares power to dispose or to direct the disposition of:      14,687,501   

With respect to Mr. Hamm:

 

   (a)    Amount beneficially owned: 8,800,087   
   (b)    Percent of class: 4.9%   
   (c)    Number of shares as to which such person has:   
       (i)    Sole power to vote or to direct the vote:      0   
       (ii)    Shared power to vote or to direct the vote:      8,800,087   
       (iii)    Sole power to dispose or to direct the disposition of:      0   
       (iv)    Shares power to dispose or to direct the disposition of:      8,800,087   

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [X] (with respect to Mr. Hamm only).

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

The shares beneficially owned by Mr. Mackie are held by him as the co-trustee of two separate trusts for the benefit of children of Harold G. Hamm, the Chairman and Chief Executive Officer of the issuer, and the beneficiaries of these trusts have the right to receive dividends paid on, and proceeds from sale of, the shares beneficially owned. None of the individual beneficiaries of either trust has a right to dividends or proceeds representing more than 5% of the issuer’s shares outstanding.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.


CUSIP No. 212015-10-1   13G/A   Page  6  of 6 Pages

 

Item 8.    Identification and Classification of Members of the Group.
   Not applicable.
Item 9.    Notice of Dissolution of Group.
   Not applicable.
Item 10.    Certifications.
   Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 19, 2012

/s/ Bert H. Mackie
Bert H. Mackie
/s/ H. Thomas Hamm
H. Thomas Hamm


AGREEMENT

Pursuant to Securities Exchange Act

Rule 13d-1(k)(1)(iii)

The undersigned hereby agree that Amendment No. 4 to Schedule 13G, filed pursuant to the Securities Exchange Act of 1934 and executed by each of the undersigned of even date herewith, is filed on behalf of each of the undersigned.

DULY EXECUTED this 19th day of January, 2012.

 

/s/ Bert H. Mackie
Bert H. Mackie
/s/ H. Thomas Hamm
H. Thomas Hamm