UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2010
OR
| ¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 1-33007
SPECTRA ENERGY CORP
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 20-5413139 | |
| (State or other jurisdiction of incorporation) |
(IRS Employer Identification No.) |
5400 Westheimer Court
Houston, Texas 77056
(Address of principal executive offices, including zip code)
713-627-5400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of Exchange Act.
| Large accelerated filer | x | Accelerated filer | ¨ | |||
| Non-accelerated filer | ¨ | Smaller reporting company | ¨ | |||
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
Number of shares of Common Stock, $0.001 par value, outstanding as of July 30, 2010: 648,019,147
Explanatory Note
The purpose of this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2010, as filed with the Securities and Exchange Commission on August 9, 2010, is solely to furnish Exhibit No. 101 to the Form 10-Q as required by Rule 405 of Regulation S-T. Exhibit No. 101 to this report provides the following items from our Form 10-Q formatted in Extensible Business Reporting Language (XBRL): (i) Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2010 and 2009; (ii) Condensed Consolidated Balance Sheets as of June 30, 2010 and December 31, 2009; (iii) Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2010 and 2009; (iv) Condensed Consolidated Statements of Equity for the six months ended June 30, 2010 and 2009; and (v) Notes to Condensed Consolidated Financial Statements.
Users of this data are advised that pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, and otherwise are not subject to liability under those Sections.
No other changes have been made to the Form 10-Q. This Amendment No. 1 speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the Form 10-Q.
| Item 6. | Exhibits |
(a) Exhibits
| Exhibit |
||
| +10.1 | Form of Retention Stock Award Agreement (2010) pursuant to the Spectra Energy Corp 2007 Long-Term Incentive Plan (filed as Exhibit No. 10.1 to Form 10-Q of Spectra Energy Corp for the quarter ended June 30, 2010). | |
| 31.1 | Certification of the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed as Exhibit No. 31.1 to Form 10-Q of Spectra Energy Corp for the quarter ended June 30, 2010). | |
| 31.2 | Certification of the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed as Exhibit No. 31.2 to Form 10-Q of Spectra Energy Corp for the quarter ended June 30, 2010). | |
| 32.1 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed as Exhibit No. 32.1 to Form 10-Q of Spectra Energy Corp for the quarter ended June 30, 2010). | |
| 32.2 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed as Exhibit No. 32.2 to Form 10-Q of Spectra Energy Corp for the quarter ended June 30, 2010). | |
| *101.INS | XBRL Instance Document. | |
| *101.SCH | XBRL Taxonomy Extension Schema. | |
| *101.CAL | XBRL Taxonomy Extension Calculation Linkbase. | |
| *101.DEF | XBRL Taxonomy Extension Definition Linkbase. | |
| *101.LAB | XBRL Taxonomy Extension Label Linkbase. | |
| *101.PRE | XBRL Taxonomy Extension Presentation Linkbase. | |
| + | Denotes management contract or compensatory plan or arrangement. |
| * | Furnished herewith. |
The total amount of securities of the registrant or its subsidiaries authorized under any instrument with respect to long-term debt not filed as an exhibit does not exceed 10% of the total assets of the registrant and its subsidiaries on a consolidated basis. The registrant agrees, upon request of the Securities and Exchange Commission, to furnish copies of any or all of such instruments to it.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SPECTRA ENERGY CORP | ||||
| Date: September 3, 2010 | /S/ GREGORY L. EBEL | |||
| Gregory L. Ebel President and Chief Executive Officer | ||||
| Date: September 3, 2010 | /S/ J. PATRICK REDDY | |||
| J. Patrick Reddy Chief Financial Officer | ||||