ulvr201211056kbatch.htm


FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 
REPORT OF FOREIGN ISSUER
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934
 
For the months of
September, 2012

 
                      
UNILEVER PLC    
(Translation of registrant's name into English)
 
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND

(Address of principal executive offices)
 

Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X.. Form 40-F.....
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
 

Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ..... No .X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
 
Exhibit 99 attached hereto is incorporated herein by reference.
 
 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
UNILEVER PLC
 
/S/ T E LOVELL
By  T E LOVELL
SECRETARY
Date: 31 October, 2012
 
EXHIBIT INDEX
 
 
EXHIBIT NUMBER      EXHIBIT DESCRIPTION 
99                                     Notice to London Stock Exchange dated 31 October, 2012
 
 
 
             
Exhibit 99
 
This Report on Form 6-K contains the following:
 
 
Exhibit 1:         Stock Exchange announcement dated 6 September 2012 entitled 'Holding(s) in Company'
 
Exhibit 2:         Stock Exchange announcement dated 13 September 2012 entitled 'Director/PDMR Shareholding'
 
Exhibit 1:         Stock Exchange announcement dated 13 September 2012 entitled 'Director/PDMR Shareholding'
 
 
 
 
Exhibit 1:
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
 
Unilever Plc
2. Reason for the notification
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Yes
 
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
 
  
 An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
 
  
An event changing the breakdown of voting rights
  
 
Other (please specify):
 
    
3. Full name of person(s) subject to the
notification obligation:
Legal & General Group Plc (L&G)
 
4. Full name of shareholder(s)
 
 (if different from 3.):
N/A
 
5. Date of the transaction and date on
which the threshold is crossed or
reached:
04 September 2012
 
6. Date on which issuer notified:
05 September 2012
 
7. Threshold(s) that is/are crossed or
reached:
 
L&G (Above 3%)
         
8. Notified details:
 
A: Voting rights attached to shares
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
 
Number
of shares
Number of voting
rights
% of  voting rights
Direct
Indirect
Direct
Indirect
Ordinary GBP0.031111
Below 3%
 
(As at 29/0/8/2012)
 38,639,990
 38,639,990
  
3.01%
  
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
Expiration
date
 
Exercise/
Conversion Period
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
 
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
 
Exercise price
 
Expiration date
 
Exercise/
Conversion period
 
Number of voting rights instrument refers to
 
 
% of voting rights
 
         
Nominal
Delta
   
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
 
 38,639,990
 
3.01%
                             
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
 
Legal & General Group Plc (Direct and Indirect) (Group) 
  
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) 
  
Legal & General Investment Management Limited (Indirect) (LGIM)
  
Legal & General Group Plc (Direct) (L&G) ( 38,639,990 - 3.01%= LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
Legal & General Insurance Holdings Limited (Direct) (LGIH)
Legal & General Assurance (Pensions Management) Limited  (PMC)      
Legal & General Assurance Society Limited  (LGAS & LGPL)
 
Legal & General Pensions Limited (Direct)  (LGPL)
     
Legal & General Group Plc (Direct and Indirect) (Group) 
  
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) 
  
Legal & General Investment Management Limited (Indirect) (LGIM)
  
Legal & General Group Plc (Direct) (L&G) ( 38,639,990 - 3.01%= LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
Legal & General Insurance Holdings Limited (Direct) (LGIH)
Legal & General Assurance (Pensions Management) Limited  (PMC)      
Legal & General Assurance Society Limited  (LGAS & LGPL)
 
Legal & General Pensions Limited (Direct)  (LGPL)
     
 
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
 
12. Date on which proxy holder will cease to hold voting rights: N/A
 
 
13. Additional information: Notification using the total voting rights figure of  1,283,459,367

14. Contact name: Paul Toon (LGIM)

15. Contact telephone number: 020 3124 3854
        
                                                             
 
 
Unilever contact: Tonia Lovell, Chief Legal Officer and Group Secretary - 020 7822 5252
 
 
 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
 
Exhibit 2:
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
 
Unilever Plc
2. Reason for the notification
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Yes
 
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
 
  
 An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
 
  
An event changing the breakdown of voting rights
  
 
Other (please specify):
 
    
3. Full name of person(s) subject to the
notification obligation:
Legal & General Group Plc (L&G)
4. Full name of shareholder(s)
 
 (if different from 3.):
N/A
 
5. Date of the transaction and date on
which the threshold is crossed or
reached:
 
11 September 2012
6. Date on which issuer notified:
12 September 2012
7. Threshold(s) that is/are crossed or
reached:
 
L&G (Below 3%)
         
 
8. Notified details:
 
A: Voting rights attached to shares
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
 
Number
of shares
Number of voting
rights
% of  voting rights
Direct
Indirect
Direct
Indirect
Ordinary GBP0.031111
 38,639,990
 
(As on 05/09/2012)
Below 3%
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
Expiration
date
 
Exercise/
Conversion Period
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
 
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
 
Exercise price
 
Expiration date
 
Exercise/
Conversion period
 
Number of voting rights instrument refers to
 
 
% of voting rights
 
         
Nominal
Delta
   
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
 
Below 3%
 
                                 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
 
Legal & General Group Plc (Direct and Indirect) (Group) 
  
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) 
  
Legal & General Investment Management Limited (Indirect) (LGIM)
  
Legal & General Group Plc (Direct) (L&G) (Below 3% = LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
Legal & General Insurance Holdings Limited (Direct) (LGIH)
Legal & General Assurance (Pensions Management) Limited  (PMC)      
Legal & General Assurance Society Limited  (LGAS & LGPL)
 
Legal & General Pensions Limited (Direct)  (LGPL)
     
Legal & General Group Plc (Direct and Indirect) (Group) 
  
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) 
  
Legal & General Investment Management Limited (Indirect) (LGIM)
  
Legal & General Group Plc (Direct) (L&G) (Below 3% = LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
Legal & General Insurance Holdings Limited (Direct) (LGIH)
Legal & General Assurance (Pensions Management) Limited  (PMC)      
Legal & General Assurance Society Limited  (LGAS & LGPL)
 
Legal & General Pensions Limited (Direct)  (LGPL)
     
 
Proxy Voting:
10. Name of the proxy holder: N/A
 
11. Number of voting rights proxy holder will cease to hold: N/A
 
12. Date on which proxy holder will cease to hold voting rights: N/A
 
13. Additional information: Notification using the total voting rights figure of  1,283,459,367
 
14. Contact name: Paul Toon (LGIM)
 
15. Contact telephone number: 020 3124 3854
        
                                                                   
 
 
Unilever contact: Tonia Lovell, Chief Legal Officer and Group Secretary - 020 7822 5252
 
 
 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
 
 
Exhibit 3:
 
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
 
 
 
Unilever PLC was notified on 13 September 2012 that on 12 September 2012 either dividend equivalents or dividends earned were reinvested as additional shares under the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP) and the
Unilever North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the
Before-Tax Share Bonus Program. These additional shares were based on the London Stock Exchange closing price of £22.35 or the New York Stock Exchange closing price of $36.02 (as appropriate) on 12 September 2012.
 
Unilever Global Share Incentive Plan 2007 (GSIP)
 
 
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
 
 
 
Mr D A Baillie (PDMR) - 513
Ordinary 3 1/9 pence shares
 
Professor G Berger (PDMR) - 429
Ordinary 3 1/9 pence shares
 
Mr K Havelock (PDMR) - 314
Ordinary 3 1/9 pence shares
 
Mr J-M Huët (Director) - 930
Ordinary 3 1/9 pence shares
 
Mr K Kruythoff (PDMR) - 258
Ordinary 3 1/9 pence shares
 
Mr D Lewis (PDMR) - 420
Ordinary 3 1/9 pence shares
 
Mr H Manwani (PDMR) - 457
Ordinary 3 1/9 pence shares
 
Mr P G J M Polman (Director) - 1,296
Ordinary 3 1/9 pence shares
 
Mr A Saint-Affrique (PDMR) - 272
Ordinary 3 1/9 pence shares
 
Mr P L Sigismondi (PDMR) - 412
Ordinary 3 1/9 pence shares
 
Mr K C F Weed (PDMR) - 420
Ordinary 3 1/9 pence shares
 
Mr J Zijderveld (PDMR) - 379
Ordinary 3 1/9 pence shares
 
The above transactions were carried out in the UK.
 
 Unilever Management Co Investment Plan (MCIP)
 
 
Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
 
 
Mr D A Baillie (PDMR) - 127
Ordinary 3 1/9 pence shares
 
Professor G Berger (PDMR) - 82
Ordinary 3 1/9 pence shares
 
Mr K Havelock (PDMR) - 100
Ordinary 3 1/9 pence shares
 
Mr J-M Huët (Director) - 35
Ordinary 3 1/9 pence shares
 
Mr K Kruythoff (PDMR) - 40
Ordinary 3 1/9 pence shares
 
Mr D Lewis (PDMR) - 123
Ordinary 3 1/9 pence shares
 
Mr H Manwani (PDMR) - 173
Ordinary 3 1/9 pence shares
 
Mr P G J M Polman (Director) - 171
Ordinary 3 1/9 pence shares
 
Mr A Saint-Affrique (PDMR) - 85
Ordinary 3 1/9 pence shares
 
Mr P L Sigismondi (PDMR) - 117
Ordinary 3 1/9 pence shares
 
Mr K C F Weed (PDMR) - 125
Ordinary 3 1/9 pence shares
 
Mr J Zijderveld (PDMR) - 125
Ordinary 3 1/9 pence shares
 
The above transactions were carried out in the UK.
 Unilever Management Co Investment Plan (MCIP)
 
 
Dividends earned on MCIP Investment Shares were as follows:
 
 
 
Mr K Havelock (PDMR) - 86
Ordinary 3 1/9 pence shares
 
Mr K Kruythoff (PDMR) - 34
Ordinary 3 1/9 pence shares
 
Mr A Saint-Affrique (PDMR) - 74
Ordinary 3 1/9 pence shares
 
Mr K C F Weed (PDMR) - 47
Ordinary 3 1/9 pence shares
 
The above transactions were carried out in the UK.
 
 
 
 Unilever North America 2002 Omnibus Equity Compensation Plan
 
 
 Dividend equivalents earned on
North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before Tax Share Bonus
target shares were reinvested as additional
North America 2002 Omnibus Equity Compensation Plan
shares. The dividend equivalents reinvested were as follows:
 
 Global Share Incentive Program
 
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
 
 
Mr A Jope (PDMR)
- 454 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
 
The above transaction was carried out in the USA.
 Management Co-Investment Program
 Dividend equivalents earned on MCIP conditional target shares were reinvested as additional MCIP conditional shares, which will be subject to the same performance conditions as the underlying MCIP target shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
 
 
Mr A Jope (PDMR)
- 87 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
 
The above transaction was carried out in the USA
 
 Unilever Before-Tax Share Bonus Program
 
 
Dividend equivalents earned on shares in the Share Bonus Program were reinvested and will be distributed in July of the calendar year after the year of retirement or termination. There are no performance conditions associated with receiving these dividends. The dividend equivalents reinvested were as follows:
 
 
 
Mr A Jope (PDMR) - 37
American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
 
The above transaction was carried out in the USA.
Reinvestment of dividend on beneficially owned shares
 
 
 Dividends were earned on shares beneficially owned, and reinvested as follows:
 
 
Mr K Havelock (PDMR) - 44
Ordinary 3 1/9 pence shares
 
Mr A Saint-Affrique (PDMR) - 140
Ordinary 3 1/9 pence shares
 
Mr K C F Weed (PDMR) - 157
Ordinary 3 1/9 pence shares
 
The above transactions were carried out in the UK.
 This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
 
 Name of contact and telephone number for queries:
 
SAMANTHA HOOD - +44(0)207 822 5928
 
Name of authorised official of issuer responsible for making notification:
 
TONIA LOVELL - GROUP SECRETARY
 
 
 
13 September 2012
 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
Safe Harbour
:
 
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'expects', 'anticipates', 'intends', 'believes' or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are; Unilever's global brands not meeting consumer preferences; increasing competitive pressures; Unilever's investment choices in its portfolio management; finding sustainable solutions to support long-term growth; customer relationships; the recruitment and retention of talented employees; disruptions in our supply chain; the cost of raw materials and commodities; secure and reliable IT infrastructure; successful execution of acquisitions, divestitures and business transformation projects; economic and political risks and natural disasters; the sovereign debt crisis in Europe; financial risks; failure to meet high product safety and ethical standards; and regulatory, tax and legal risks. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the Group's Annual Report on Form 20-F for the year ended 31 December 2011 and the Annual Report and Accounts 2011. These forward-looking statements speak only as of the date of this announcement. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements, contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any statement is based.