ulvr201208066kbatch.htm
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the months of
July, 2012
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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UNILEVER PLC
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/S/ T E LOVELL
By T E LOVELL
SECRETARY
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Date: 6 August, 2012
EXHIBIT INDEX
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99 Notice to London Stock Exchange dated6 August, 2012
Exhibit 99
This Report on Form 6-K contains the following:
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Exhibit 1: Stock Exchange announcement dated 31 July 2012 entitled 'Director/PDMR Shareholding'
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Exhibit 2: Stock Exchange announcement dated 13 July 2012 entitled 'Director/PDMR Shareholding'
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Exhibit 3: Stock Exchange announcement entitled 'Annual Information Update'
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Exhibit 1:
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC has restructured the reward packages of a small group of long standing UK employees. As part of this restructuring, Unilever PLC has agreed with Kevin Havelock (PDMR) and Keith Weed (PDMR) to replace their contractual entitlement to pension benefits with the Unilever PLC ordinary shares detailed in the relevant table below. The Unilever PLC ordinary shares will be issued under and governed by the provisions of the Unilever Global Share Incentive Plan 2007 from time to time in force, or a successor plan as specified by Unilever PLC.
Kevin Havelock
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Number of Unilever PLC ordinary shares to be distributed*
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Scheduled Distribution Date**
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5,110
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30 July 2015
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5,110
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30 July 2016
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5,110
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30 July 2017
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5,110
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30 July 2018
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5,110
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30 July 2019
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* Dividend equivalents earned will be reinvested as additional Unilever PLC ordinary shares.
** The Scheduled Distribution Dates are subject to any applicable right to defer the Distribution Date and applicable share dealing rules.
Keith Weed
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Number of Unilever PLC ordinary shares to be distributed*
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Scheduled Distribution Date**
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8,672
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30 July 2015
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8,672
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30 July 2016
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8,672
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30 July 2017
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8,672
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30 July 2018
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8,672
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30 July 2019
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* Dividend equivalents earned will be reinvested as additional Unilever PLC ordinary shares.
** The Scheduled Distribution Dates are subject to any applicable right to defer the Distribution Date and applicable share dealing rules.
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
JULIAN THURSTON - +44(0)207 822 6707
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
31 July 2012
This information is provided by RNS
The company news service from the London Stock Exchange
END
Exhibit 2:
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
On 19 March 2012 shares granted in March 2009 with conditional rights pursuant to the Unilever Leadership Performance Share Program under the Unilever North America 2002 Omnibus Equity Compensation Plan
vested and Mr K Havelock (PDMR) received 7,550 Unilever PLC American Depositary Receipts (PLC ADRs) each representing 1 Ordinary 3 1/9 pence share, together with an additional 8,136 which were sold to meet
tax liabilities.
The above transaction was carried out in the USA.
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
HOLLY SCOTT - +44(0)207 822 5927
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - COMPANY SECRETARY
13 July 2012
This information is provided by RNS
The company news service from the London Stock Exchange
END
Exhibit 3:
Unilever PLC
Annual Information Update
FOR THE 12 MONTHS TO 30 MARCH 2012
In accordance with Prospectus Rule 5.2, the following information and documents were published, or made available to the public in compliance with relevant laws and regulations since its last information update on 30 March 2011.
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom (Prospectus Rule 5.2) and not for any other purpose and neither the Company, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information which it contains. This information is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. This annual information update does not constitute an offer of any securities addressed to any person and should not be relied on by any person.
1. ANNOUNCEMENTS MADE VIA A REGULATORY INFORMATION SERVICE (LONDON STOCK EXCHANGE)
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Description of the nature of the Information
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Place of Filing
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Where information can be obtained
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Date of Publication
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Director/PDMR Shareholding
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London
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RNS
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27 March 2012
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Director/PDMR Shareholding
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London
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RNS
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26 March 2012
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Director/PDMR Shareholding
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London
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RNS
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22 March 2012
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Director/PDMR Shareholding
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London
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RNS
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20 March 2012
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Director/PDMR Shareholding
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London
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RNS
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07 March 2012
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Annual
Financial Report
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London
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RNS
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02 March 2012
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Director/PDMR Shareholding
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London
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RNS
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28 February 2012
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AGM
re-elections and Committee memberships
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London
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RNS
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28 February 2012
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Director/PDMR Shareholding
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London
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RNS
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20 February 2012
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Final Results
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London
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RNS
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02 February 2012
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Director/PDMR Shareholding
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London
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RNS
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22 December 2011
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Director/PDMR Shareholding
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London
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RNS
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16 December 2011
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Completion of acquisition of 852% of Concern Kalina
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London
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RNS
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06 December 2011
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Director/PDMR Shareholding
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London
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RNS
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24 November 2011
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Director/PDMR Shareholding
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London
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RNS
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08 November 2011
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3rd Quarter Results
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London
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RNS
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03 November 2011
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Unilever to acquire 82% of Concern Kalina
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London
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RNS
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14 October 2011
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Director/PDMR Shareholding
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London
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RNS
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15 September 2011
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Director/PDMR Shareholding
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London
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RNS
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07 September 2011
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Director/PDMR Shareholding
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London
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RNS
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10 August 2011
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2nd Quarter Results 2011
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London
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RNS
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4 August 2011
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Contract win
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London
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RNS
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14 July 2011
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Merger
Update
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London
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RNS
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11 July 2011
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Director/PDMR Shareholding
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London
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RNS
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30 June 2011
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Director/PDMR Shareholding
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London
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RNS
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16 June 2011
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Merger Update
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London
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RNS
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16 June 2011
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Doc re. (Result of AGM)
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London
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RNS
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25 May 2011
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Director Declaration
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London
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RNS
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16 May 2011
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Merger Update
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London
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RNS
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16 May 2011
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Edgar
Batch Announcement - Replacement
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London
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RNS
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11 May 2011
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Result of AGM
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London
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RNS
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11 May 2011
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Director/PDMR Shareholding
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London
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RNS
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10 May 2011
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Unilever completes Alberto Culver acquisition
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London
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RNS
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10 May 2011
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Approval to acquire Alberto Culver
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London
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RNS
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09 May 2011
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Publication of Prospectus
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London
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RNS
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05 May 2011
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Director/PDMR Shareholding
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London
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RNS
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28 April 2011
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Trading statement First Quarter 2011
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London
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RNS
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28 April 2011
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Director/PDMR Shareholding
- Replacement
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London
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RNS
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27 April 2011
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Settlement reached with European Commission
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London
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RNS
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13 April 2011
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Director/PDMR Shareholding
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London
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RNS
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01 April 2011
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Annual Information Update
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London
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RNS
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31 March 2011
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Details of all regulatory announcements can be found in full on the London Stock Exchange website at: www.londonstockexchange.com
2. DOCUMENTS FILED AT COMPANIES HOUSE
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Description of the Nature of the Information
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Place of Filing
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Where information can be obtained
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Date of Publication
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Group of Companies' Accounts made up to 31 December 2010
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London
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Companies House
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22 June 2011
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Return made up to 16 May 2011; full list of members
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London
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Companies House
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16 June 2011
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Director Appointed - Sunil Bharti Mittal
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London
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Companies House
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26 May 2011
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Appointment Terminated - Director Jeroen van der Veer
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London
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Companies House
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26 May 2011
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Articles of Association
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London
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Companies House
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26 May 2011
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Resolution: Alteration to Articles
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London
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Companies House
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26 May 2011
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Resolution: Authority: purchase shares other than from capital
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London
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Companies House
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26 May 2011
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Resolution: Authorised allotment of shares and debentures
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London
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Companies House
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26 May 2011
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Resolution: Company Business
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London
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Companies House
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26 May 2011
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Resolution: Varying Share Rights and Names
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London
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Companies House
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26 May 2011
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Copies of these documents can be found on the Companies House Direct website at: www.direct.companieshouse.gov.uk or by contacting Companies House, Crown Way, Maindy, Cardiff CF14 3UZ.
3. DOCUMENTS PUBLISHED OR SENT TO SHAREHOLDERS OR FILED WITH THE HEMSCOTT NATIONAL STORAGE MECHANISM
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Date
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Description
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28 March 2012
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Unilever PLC Chairman's Letter and Notice of Meeting 2012
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2 March 2012
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Unilever Annual Report and Accounts 2011
Unilever Annual Report on Form 20-F 2011
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Documents submitted to the Hemscot National Storage Mechanism can be viewed at: http://www.hemscott.com/nsm.do
4. DOCUMENTS LODGED WITH THE SECURITIES AND EXCHANGE COMMISSION
Unilever PLC is listed on the New York Stock Exchange and has submitted filings to the US Securities and Exchange Commission ("SEC").
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Format
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Description
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Date
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-12-135682 (34 Act) Size: 621 KB
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28 March 2012
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20-F
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Annual and transition report of foreign private issuers [Sections 13 or 15(d)]
Acc-no: 0001193125-12-094131 (34 Act) Size: 3 MB
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2 March 2012
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-12-093769 (34 Act) Size: 13 MB
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2 March 2012
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-12-000272 (34 Act) Size: 72 KB
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2 March 2012
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SC 13G/A
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[Amend] Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001086364-12-001431 (34 Act) Size: 13 KB
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13 February 2012
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-12-000108 (34 Act) Size: 508 KB
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2 February 2012
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-12-000013 (34 Act) Size: 65 KB
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4 January 2012
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001529 (34 Act) Size: 39 KB
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6 December 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001527 (34 Act) Size: 43 KB
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6 December 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001374 (34 Act) Size: 196 KB
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3 November 2011
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F-3ASR
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Automatic shelf registration statement of securities of well-known seasoned issuers
Acc-no: 0001047469-11-008883 (33 Act) Size: 559 KB
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1 November 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-11-277093 (34 Act) Size: 1 MB
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21 October 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001305 (34 Act) Size: 41 KB
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18 October 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001238 (34 Act) Size: 51 KB
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3 October 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001144 (34 Act) Size: 26 KB
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1 September 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-001010 (34 Act) Size: 579 KB
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4 August 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000845 (34 Act) Size: 65 KB
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5 July 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000743 (34 Act) Size: 119 KB
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7 June 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000623 (34 Act) Size: 35 KB
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11 May 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000622 (34 Act) Size: 70 KB
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11 May 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000557 (34 Act) Size: 137 KB
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5 May 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000468 (34 Act) Size: 23 KB
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13 April 2011
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6-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001191638-11-000415 (34 Act) Size: 342 KB
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1 April 2011
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5. FURTHER INFORMATION
For more information about Unilever and its brands, please visit www.unilever.com
A copy of this Annual Information Update and copies of the documents referred to in it can be obtained from the Head of Secretariat at the following address:
Head of Secretariat
Corporate Secretaries Department
Unilever PLC
Unilever House
100 Victoria Embankment
London EC4Y 0DY
2 April 2012
Safe Harbour
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'will', 'aim', 'expects', 'anticipates', 'intends', 'believes', 'vision', or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements, including, among others, competitive pricing and activities, economic slowdown, industry consolidation, access to credit markets, recruitment levels, reputational risks, commodity prices, continued availability of raw materials, prioritisation of projects, consumption levels, costs, the ability to maintain and manage key customer relationships and supply chain sources, consumer demands, currency values, interest rates, the ability to integrate acquisitions and complete planned divestitures, finalising fair values related to prior acquisitions, the ability to complete planned restructuring activities, physical risks, environmental risks, the ability to manage sustainability, regulatory, tax and legal matters and resolve pending matters within current estimates, legislative, fiscal and regulatory developments, political, economic and social conditions in the geographic markets where the Group operates, completion of the Sustainable Development Report 2011 and new or changed priorities of the Boards. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the Group's Annual Report on Form 20-F for the year ended 31 December 2011 and the Annual Report and Accounts 2011. These forward-looking statements speak only as of the date of this announcement. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based.
This information is provided by RNS
The company news service from the London Stock Exchange
END
Safe Harbour:
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'expects', 'anticipates', 'intends', 'believes' or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are; Unilever's global brands not meeting consumer preferences; increasing competitive pressures; Unilever's investment choices in its portfolio management; finding sustainable solutions to support long-term growth; customer relationships; the recruitment and retention of talented employees; disruptions in our supply chain; the cost of raw materials and commodities; secure and reliable IT infrastructure; successful execution of acquisitions, divestitures and business transformation projects; economic and political risks and natural disasters; the sovereign debt crisis in Europe; financial risks; failure to meet high product safety and ethical standards; and regulatory, tax and legal risks. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the Group's Annual Report on Form 20-F for the year ended 31 December 2011 and the Annual Report and Accounts 2011. These forward-looking statements speak only as of the date of this announcement. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements, contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any statement is based.