SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For the month of January
SCOTTISH POWER PLC
(Translation of Registrants Name Into English)
CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP
(Address of Principal Executive Offices)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
Form 20-F X Form 40-F
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
Yes No X
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .)
FORM 6-K: TABLE OF CONTENTS
1. Notification by Scottish Power plc, dated January 10, 2007, of Rule 8.1 - Scottish Power plc
FORM 8.1 DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the Takeover Code) 1. KEY INFORMATION ------------------------------------------------------ ------------------------------------------------------------------------------ Name of person dealing (Note 1) See attached schedule ------------------------------------------------------ ------------------------------------------------------------------------------ ------------------------------------------------------ ------------------------------------------------------------------------------ Company dealt in Scottish Power plc ------------------------------------------------------ ------------------------------------------------------------------------------ ------------------------------------------------------ ------------------------------------------------------------------------------ Class of relevant security to which the dealings Ordinary Shares of 42p being disclosed relate (Note 2) ------------------------------------------------------ ------------------------------------------------------------------------------ ------------------------------------------------------ ------------------------------------------------------------------------------ Date of dealing See attached schedule ------------------------------------------------------ ------------------------------------------------------------------------------ 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) ------------------------------------------------------ ------------------------------------- ---------------------------------------- Long Short ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- Number Number (%) (%) ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (1) Relevant securities N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (2) Derivatives (other than options) N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (3) Options and agreements to purchase/sell N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- Total See attached schedule See attached schedule ------------------------------------------------------ ------------------------------------- ---------------------------------------- (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) ------------------------------------------------------ ------------------------------------- ---------------------------------------- Class of relevant security: Long Short ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- Number Number (%) (%) ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (1) Relevant securities N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (2) Derivatives (other than options) N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- (3) Options and agreements to purchase/sell N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- ------------------------------------------------------ ------------------------------------- ---------------------------------------- Total N/A N/A N/A N/A ------------------------------------------------------ ------------------------------------- ---------------------------------------- (c) Rights to subscribe (Note 3) ------------------------------------------------------ ------------------------------------------------------------------------------ Class of relevant security: Details ------------------------------------------------------ ------------------------------------------------------------------------------ ------------------------------------------------------ ------------------------------------------------------------------------------ Ordinary Shares of 42p each See attached schedule ------------------------------------------------------ ------------------------------------------------------------------------------ 3. DEALINGS (Note 4) (a) Purchases and sales --------------------------------------------- ------------------------------------------ -------------------------------------------- Purchase/sale Number of securities Price per unit (Note 5) --------------------------------------------- ------------------------------------------ -------------------------------------------- --------------------------------------------- ------------------------------------------ -------------------------------------------- See attached schedule See attached schedule See attached schedule --------------------------------------------- ------------------------------------------ -------------------------------------------- (b) Derivatives transactions (other than options) -------------------------- ----------------------------- ---------------------------------------- ----------------------------------- Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD -------------------------- ----------------------------- ---------------------------------------- ----------------------------------- -------------------------- ----------------------------- ---------------------------------------- ----------------------------------- N/A N/A N/A N/A -------------------------- ----------------------------- ---------------------------------------- ----------------------------------- (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying ------------------------- -------------------- ----------------------- ------------ ---------------- ------------ ------------------- Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money e.g. call option purchasing, to which the option price American, date paid/received per varying etc. relates (Note 7) European etc. unit (Note 5) ------------------------- -------------------- ----------------------- ------------ ---------------- ------------ ------------------- ------------------------- -------------------- ----------------------- ------------ ---------------- ------------ ------------------- N/A N/A N/A N/A N/A N/A N/A ------------------------- -------------------- ----------------------- ------------ ---------------- ------------ ------------------- (ii) Exercising --------------------------------------------- ------------------------------------------ -------------------------------------------- Product name, e.g. call option Number of securities Exercise price per unit (Note 5) --------------------------------------------- ------------------------------------------ -------------------------------------------- --------------------------------------------- ------------------------------------------ -------------------------------------------- N/A N/A N/A --------------------------------------------- ------------------------------------------ -------------------------------------------- (d) Other dealings (including new securities) (Note 4) --------------------------------------------- ------------------------------------------ -------------------------------------------- Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) --------------------------------------------- ------------------------------------------ -------------------------------------------- --------------------------------------------- ------------------------------------------ -------------------------------------------- N/A N/A N/A --------------------------------------------- ------------------------------------------ -------------------------------------------- 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives ------------------------------------------------------------------------------------------------------------------------------------- Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. ------------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------- None ------------------------------------------------------------------------------------------------------------------------------------- Is a Supplemental Form 8 attached? (Note 9) NO ---------------------------------------------------------------------------- -------------------------------------------------------- Date of disclosure 10 January 2007 ---------------------------------------------------------------------------- -------------------------------------------------------- ---------------------------------------------------------------------------- -------------------------------------------------------- Contact name Rhona Gregg ---------------------------------------------------------------------------- -------------------------------------------------------- ---------------------------------------------------------------------------- -------------------------------------------------------- Telephone number 0141 566 4733 ---------------------------------------------------------------------------- -------------------------------------------------------- ---------------------------------------------------------------------------- -------------------------------------------------------- Name of offeree/offeror with which associated Scottish Power plc ---------------------------------------------------------------------------- -------------------------------------------------------- ---------------------------------------------------------------------------- -------------------------------------------------------- Specify category and nature of associate status (Note 10) Category 3 - subsidiary directors of the Scottish Power Group ---------------------------------------------------------------------------- -------------------------------------------------------- Notes The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk Schedule ScottishPower Employee Share Ownership Plan Scottish Power plc ("the Company") announces that on 8 January 2007, the following subsidiary directors, purchased Partnership Shares and were awarded Matching Shares under the Inland Revenue approved ScottishPower Employee Share Ownership Plan (ESOP). The Shares were purchased/allocated at £7.49 per share under the terms of the ESOP. As a result of these awards, the Company was notified today, that the individual interests in the ordinary share capital of Scottish Power plc have increased as shown below. Partnership Shares Ordinary Matching Shares Ordinary Total Interest in Ordinary Shares of 42p Shares of 42p Shares of 42p each following this notification* Adrian Coats 17 6 9,377 Stuart MacDonald 17 6 7,206 David Morrison 17 6 7,203 David Hill 17 6 5,669 Keith Anderson 17 6 11,919 David Wark 17 6 10,208 Stewart Wood 17 6 11,910 Dylan Hughes 7 6 7,106 John Heasley 17 6 7,048 Hugh Finlay 17 6 10,903 Heather Chalmers 17 6 6,267 Peter Brown 17 6 6,052 Sandy Duckett 17 6 4,891 Guy Jefferson 7 6 8,187 James Sutherland 17 6 9,515 Robert Benns 11 6 3,973 Andrew Bird 17 6 3,868 Jim McGowan 17 6 6,920 Roger Seshan 7 6 1,909 Julie Welsh 9 6 952 *All less than 1% of the issued share capital
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
/s/ Scottish Power plc | ||||
(Registrant) | ||||
Date: January 10, 2007 |
By: |
/s/ Mrs Sheelagh Duffield | ||
Mrs Sheelagh Duffield | ||||
Company Secretary |