UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock | Â (3) | 02/09/2014 | Common Stock | 365 | $ 16.53 | D | Â |
Common Stock | Â (4) | 12/13/2015 | Common Stock | 1,500 | $ 19.55 | D | Â |
Common Stock | Â (5) | 04/16/2017 | Common Stock | 5,000 | $ 30.66 | D | Â |
Common Stock | Â (6) | 01/11/2018 | Common Stock | 5,000 | $ 28.79 | D | Â |
Common Stock | Â (7) | 01/16/2019 | Common Stock | 8,204 | $ 11.41 | D | Â |
Common Stock | Â (8) | 02/02/2020 | Common Stock | 15,000 | $ 21.1 | D | Â |
Common Stock | Â (9) | 06/13/2020 | Common Stock | 8,000 | $ 20.8 | D | Â |
Common Stock | Â (10) | 04/26/2021 | Common Stock | 1,600 | $ 33.15 | D | Â |
Common Stock | Â (11) | 02/03/2021 | Common Stock | 15,000 | $ 35.32 | D | Â |
Common Stock | Â (12) | 06/06/2022 | Common Stock | 15,000 | $ 31.31 | D | Â |
Common Stock | Â (13) | 05/16/2023 | Common Stock | 15,000 | $ 32.54 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rogers Tamesa 350 EAST PLUMERIA DR. SAN JOSE, CA 95134 |
 |  |  SVP, Human Resources |  |
/s/ Andrew W. Kim, Attorney in Fact | 07/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will vest on each anniversary of 5/16/2013, the vesting start date, so that all of the units will have vested on 5/16/2017. |
(2) | Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will vest on each anniversary of 4/26/2011, the vesting start date, so that all of the units will have vested on 4/26/2015. |
(3) | 25% of the option grant is exerciseable on 2/9/2005, and 1/48 of the option grant is exercisable each month thereafter. |
(4) | 100% of this option grant is exerciseable as of December 13, 2005, the vesting start date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the vesting start date, so that all underlying shares will be free from transfer restrictions on December 13, 2009. |
(5) | 25% of the option grant is exerciseable on 4/16/2008, and 1/48 of the option grant is exercisable each month thereafter. |
(6) | 25% of the option grant is exerciseable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. |
(7) | 25% of the option grant is exerciseable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. |
(8) | 25% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. |
(9) | 25% of the option grant is exerciseable on 6/13/2011, and 1/48 of the option grant is exercisable each month thereafter. |
(10) | 25% of the option grant is exerciseable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. |
(11) | 25% of the option grant is exerciseable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. |
(12) | 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. |
(13) | 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. |
 Remarks: Updated Power of Attorney attached |