UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option-to-Buy | Â (3) | 12/14/2009 | Common Shares | 15,789 | $ 19 | D | Â |
Option-to-Buy | Â (4) | 12/04/2011 | Common Shares | 9,469 | $ 25.72 | D | Â |
Option-to-Buy | Â (5) | 12/02/2012 | Common Shares | 7,503 | $ 23.09 | D | Â |
Dividend Equivalent Units | Â (6) | Â (6) | Common Shares | 15,937 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brower Caroline 9200 E PANORAMA CIRCLE, SUITE 400 ENGLEWOOD, CO 80112 |
 |  |  Executive VP and Gen Counsel |  |
Erin McMahon, Attorney-in-Fact on behalf of Caroline Brower | 03/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Direct total includes 20,021 restricted shares units, awarded under Issuer's Long-Term Incentive Plan. |
(2) | Indirect total includes 3,345 shares held in Issuer's Deferred Compensation Plan and 503 shares held in Issuer's 401(k) Plan. |
(3) | Option granted on 12/14/99, vested at 25% a year on each anniversary date. |
(4) | Option granted on 12/4/01, vested at 1/3 a year on each anniversary date. |
(5) | Option granted on 12/3/02, vested at 1/3 a year on each anniversary date. |
(6) | Dividend Equivalent Units accrue on certain option and Restricted Stock Unit grants and vest at the same rate as the underlying grant. Upon settlement DEUs convert to shares of ASN common stock on a 1 to 1 basis and are valued at that time. DEUs have no expiration date. |