Form 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Date:
July 18, 2008
Barclays PLC and
Barclays Bank PLC
(Registrants Name)
1 Churchill Place
London E14 5HP
England
(Registrants Address)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate by check mark whether the registrant by furnishing the information contained in this Form
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b):
THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION
STATEMENTS ON FORM F-3 (NO. 333-145845) AND FORM S-8 (NOS. 333-112796, 333-112797) OF BARCLAYS
BANK PLC AND THE REGISTRATION STATEMENTS ON
FORM F-3 (NO. 333-151932) AND FORM S-8 (NO. 333-12818) OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS
REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR
FURNISHED.
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays Bank PLC. All of the
issued ordinary share capital of Barclays Bank PLC is owned by Barclays PLC.
EXHIBIT
INDEX
Result of
Placing and Open Offer dated 18 July 2008
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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BARCLAYS PLC |
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By: |
/s/ Patrick Gonsalves
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Name: |
Patrick Gonsalves |
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Title: |
Deputy Company Secretary |
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BARCLAYS BANK PLC
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By: |
/s/ Patrick Gonsalves
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Name: |
Patrick Gonsalves |
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Title: |
Deputy Company Secretary |
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Date: July 18, 2008 |
This announcement shall not constitute an offer to sell or the solicitation of an offer to buy any
securities, nor shall there be any sale or purchase of securities in any jurisdiction in which such
offer, solicitation or sale would be unlawful prior to registration or qualification under the
securities laws of any such jurisdiction. The availability of the Open Offer to persons not
resident in the United States or the United Kingdom may be affected by the laws of the relevant
jurisdictions. Such persons should inform themselves about and observe any applicable requirements.
18 July 2008
Barclays PLC
Result of Placing and Open Offer
On
25 June 2008, the Board of Directors of Barclays announced details of a Share Issue to raise
approximately £4.5 billion through the issue of 1,576 million New Ordinary Shares.
The Firm Placing of 169 million New Ordinary Shares was
completed on 4 July and the Open
Offer closed on 17 July in accordance with its terms.
Barclays announces that valid applications under the Open Offer have been received from Qualifying
Shareholders in respect of 267,115,898 Open Offer Shares in
aggregate. This represents 19.0 per cent. of
the Open Offer Shares offered pursuant to the Open Offer.
Accordingly, the remaining 1,140,310,966 Open Offer Shares have been allocated to Qatar Investment
Authority, Challenger, China Development Bank, Temasek and certain leading institutional
shareholders and other investors with whom they had been conditionally placed.
John Varley, Group Chief Executive of Barclays, said:
Im pleased to welcome new shareholders to our register as a result of our capital raising. We
look forward to building on our relationships with our new shareholders, Qatar Investment Authority
and Sumitomo Mitsui Banking Corporation, and we appreciate the support of existing owners of our
shares including China Development Bank, Temasek, and other institutional holders.
Admission
and commencement of dealings in Open Offer Shares is expected at 8.00
a.m. on 22 July 2008. Open Offer Shares in uncertificated form are expected to be credited to CREST accounts at
8.00 a.m. on 22 July 2008, and definitive share certificates for the New Ordinary Shares in
certificated form and statements of entitlement for Sharestore members are expected to be
despatched by 25 July 2008.
Listing of
new ADSs on the New York Stock Exchange is expected to occur on 22 July 2008, and new
ADSs are expected to be delivered to each ADS subscriber as soon as practicable after the delivery
of the underlying New Ordinary Shares to the depositarys custodian, which is expected to be on
22 July 2008.
ENQUIRIES
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ANALYSTS AND
INVESTORS
Mark Merson |
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+44 (0) 20 7116 5752 |
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John McIvor |
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+44 (0) 20 7116 2929 |
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MEDIA
Alistair Smith |
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+44 (0) 20 7116 6132 |
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Ebony Kenny |
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+44 (0) 20 7116 6217 |
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Capitalised terms used in this announcement shall have the same meaning given to them in Barclays
announcement of 25 June 2008 referred to above.
This announcement should be read in conjunction with the full text of the Prospectus published by
Barclays on 25 June 2008 in relation to the Share Issue. Copies of the Prospectus are available,
free of charge, for inspection at the UK Listing Authoritys Document Viewing Facility, which is
situated at: The Financial Services Authority, 25 The North Colonnade, Canary Wharf, London E14
5HS. In addition, copies of the Prospectus are available for inspection during normal business
hours on Monday to Friday of each week (public holidays excepted) at Barclays registered office and
on its website www.barclays.com.
This announcement is not a prospectus but an advertisement. Investors should only rely on the
information contained in the Prospectus and any documents incorporated therein by reference.
This announcement shall not constitute an offer to buy, sell, issue, or subscribe for, or the
solicitation of an offer to buy, sell or issue, or subscribe for any securities, nor shall there be
any sale of securities in any jurisdiction in which such offer, solicitation or sale would be
unlawful prior to registration or qualification under the securities laws of any such jurisdiction.
The times and dates mentioned throughout this announcement may be adjusted by Barclays in which
event details of the new times and dates will be notified to the UK Listing Authority, the London
Stock Exchange and, where appropriate, existing Shareholders. References to times in this
announcement are to London times unless otherwise stated. Different deadlines and procedures may
apply in certain cases.
This announcement has been issued by and is the sole responsibility of Barclays. The distribution
of this announcement, the offering of the New Ordinary Shares pursuant to the Placing and the
availability of the Open Offer to persons not resident in the United States and the United Kingdom
may be affected by the laws of the relevant jurisdictions. It is the responsibility of any person
(including, without limitation, nominees and trustees) outside the United States or the United
Kingdom who has applied for New Ordinary Shares under the Open Offer to satisfy himself or herself
as to the full observance of the laws of any relevant territory in connection therewith, including
obtaining any governmental or other consents that may be required, observing any other formalities
required to be observed in such territory and paying any issue, transfer or other taxes due in such
territory. Any failure to comply with such laws may constitute a violation of the securities laws
of any such jurisdiction.
Copies of this announcement are not being, and must not be, mailed or otherwise distributed or sent
in, into or from any Restricted Jurisdiction into which the same would be unlawful. Persons
receiving this announcement (including, without limitation, custodians, nominees and trustees) must
not distribute, mail or send it in, into or from any Restricted Jurisdiction, and so doing may
render any purported acceptance of the Placing and Open Offer invalid.
The New Ordinary Shares issued pursuant to the Firm Placing and to be issued pursuant to the
Placing and Open Offer have not been, and will not be, admitted to trading on any stock exchange
other than the London Stock Exchange and, as applicable, in the form of American Depositary Shares
(ADS) on the New York Stock Exchange.
The Open Offer Shares have not been offered or sold directly or indirectly within the borders of
the Peoples Republic of China. This announcement or the information contained herein has not been
approved by or registered with any relevant governmental authorities in the Peoples Republic of
China and may not be offered for sale in the Peoples Republic of China. Investors with registered
addresses in, or who are resident or ordinarily resident in, or a citizen of, the Peoples Republic
of China are responsible for obtaining all relevant government regulatory approvals/licences (if
any) themselves, including, but not limited to, any which may be required from the State
Administration of Foreign Exchange and other competent regulatory authorities and complying with
all relevant Peoples Republic of China regulations (if applicable), including, but not limited to,
any relevant foreign exchange regulations and/or overseas investment regulations.
Neither the content of Barclays website nor any website accessible by hyperlinks on Barclays
website is incorporated in, or forms part of, this announcement.