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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Preferred Stock | (11) | 07/27/2018 | J | 79,094,965 | (11) | (11) | Common Stock | 79,094,965 | (11) | 79,094,965 | I | See footnote (1) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 351,958 | (11) | (11) | Common Stock | 351,958 | (11) | 351,958 | I | See footnote (2) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 12,989,228 | (11) | (11) | Common Stock | 12,989,228 | (11) | 12,989,228 | I | See footnote (3) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 24,063,298 | (11) | (11) | Common Stock | 24,063,298 | (11) | 24,063,298 | I | See footnote (4) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 53,000,412 | (11) | (11) | Common Stock | 53,000,412 | (11) | 53,000,412 | I | See footnote (5) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 6,985,772 | (11) | (11) | Common Stock | 6,985,772 | (11) | 6,985,772 | I | See footnote (6) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 70,114,877 | (11) | (11) | Common Stock | 70,114,877 | (11) | 70,114,877 | I | See footnote (7) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 28,573,419 | (11) | (11) | Common Stock | 28,573,419 | (11) | 28,573,419 | I | See footnote (8) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 2,577,297 | (11) | (11) | Common Stock | 2,577,297 | (11) | 2,577,297 | I | See footnote (9) (11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 45,890,612 | (11) | (11) | Common Stock | 45,890,612 | (11) | 45,890,612 | I | See footnote (10) (11) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BPG Holdings Group Inc. 181 BAY STREET, SUITE 300 TORONTO, A6 M5J 2T3 |
X | X | Director by deputization *** | |
BPG Holdings Group (US) Holdings Inc. 181 BAY STREET, SUITE 300 TORONTO, A6 M5J 2T3 |
X | X | Director by deputization *** | |
Brookfield Property Partners Ltd 73 FRONT STREET 5TH FLOOR HAMILTON, D0 HM 12 |
X | X | Director by deputization *** | |
Brookfield Property Partners L.P. 73 FRONT STREET 5TH FLOOR HAMILTON, D0 HM 12 |
X | X | Director by deputization *** | |
Brookfield Property LP 73 FRONT STREET 5TH FLOOR HAMILTON, D0 HM 12 |
X | X | Director by deputization *** | |
Brookfield BPY Holdings (US) Inc. 181 BAY STREET TORONTO, A6 M5J2T3 |
X | X | Director by deputization *** | |
CanHoldco 1 ULC 181 BAY STREET TORONTO, A6 M5J2T3 |
X | X | Director by deputization *** | |
Brookfield Property Split Corp. 181 BAY STREET TORONTO, A6 M5J2T3 |
X | X | Director by deputization *** | |
Brookfield Office Properties Inc 181 BAY STREET TORONTO, A6 M5J 2T3 |
X | X | Director by deputization *** |
BPG HOLDINGS GROUP INC /s/ Sujoy Gupta, Vice President | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BPG HOLDINGS GROUP (US) HOLDINGS INC /s/ Sujoy Gupta, Vice President | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD PROPERTY PARTNERS LIMITED /s/ Jane Sheere, Secretary | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD PROPERTY PARTNERS L.P. By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD PROPERTY L.P. By: Brookfield Property Partners L.P., its managing general partner By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD BPY HOLDINGS INC /s/ Allen Yi, Assistant Secretary | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BPY CANADA SUBHOLDINGS 1 ULC /s/ Keith Hyde, President | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD PROPERTY SPLIT CORP /s/ Michelle L. Campbell, Secretary | 07/31/2018 | |
**Signature of Reporting Person | Date | |
BROOKFIELD OFFICE PROPERTIES INC /s/ Keith Hyde, Vice President, Taxation | 07/31/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1; Note 1. |
(2) | See Exhibit 99.1; Note 2. |
(3) | See Exhibit 99.1; Note 3. |
(4) | See Exhibit 99.1; Note 4. |
(5) | See Exhibit 99.1; Note 5. |
(6) | See Exhibit 99.1; Note 6. |
(7) | See Exhibit 99.1; Note 7. |
(8) | See Exhibit 99.1; Note 8. |
(9) | See Exhibit 99.1; Note 9. |
(10) | See Exhibit 99.1; Note 10. |
(11) | See Exhibit 99.1; Note 11. |
Remarks: *** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. |