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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Subscription Rights (right to buy) | $ 9.75 | 06/01/2015 | X | 76,700 (5) | 04/10/2015 | 05/29/2015 | Common Stock | 4,417 (5) | $ 0 | 0 | I | By E.E. Hott, Inc. | |||
Subscription Rights (right to buy) | $ 9.75 | 06/01/2015 | X | 21,100 (6) | 04/10/2015 | 05/29/2015 | Common Stock | 1,169 (6) | $ 0 | 0 | I | By Franklin Oil Co., Inc. | |||
Subscription Rights (right to buy) | $ 9.75 | 06/01/2015 | X | 200 (7) | 04/10/2015 | 05/29/2015 | Common Stock | 11 (7) | $ 0 | 0 | I | As Cust for Son |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hott Jeffrey E. 3293 PETERSBURG PIKE FRANKLIN, WV 26807 |
X |
Teresa D. Ely, Lmtd POA, Attorney-in-Fact | 07/24/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 26 shares of common stock. The correct number of shares of common stock acquired was 0. As of June 1, 2015, the reporting person owned 11,890 shares of common stock. |
(2) | On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 4,821 shares of common stock. The correct number of shares of common stock acquired was 4,417. As of June 1, 2015, the reporting person owned 96,467 shares of common stock. |
(3) | On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 1,215 shares of common stock. The correct number of shares of common stock acquired was 1,169. As of June 1, 2015, the reporting person owned 21,469 shares of common stock. |
(4) | On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 0 shares of common stock. The correct number of shares of common stock acquired was 11. As of June 1, 2015, the reporting person owned 411 shares of common stock. |
(5) | On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 4,821 subscription rights to buy common stock. The correct number of subscription rights exercised was 76,700. The reporting person also reported the acquisition of 4,821 shares of common stock. The correct number of shares of common stock acquired was 4,417. |
(6) | On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 1,215 subscription rights to buy common stock. The correct number of subscription rights exercised was 20,300. The reporting person also reported the acquisition of 1,215 shares of common stock. The correct number of shares of common stock acquired was 1,169. |
(7) | On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 0 subscription rights to buy common stock. The correct number of subscription rights exercised was 200. The reporting person also reported the acquisition of 0 shares of common stock. The correct number of shares of common stock acquired was 11. |