☐ | Rule 13d-1(b) |
☒
|
Rule 13d-1(c)
|
☐ | Rule 13d-1(d) |
CUSIP No. 377341201
|
Page 2 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
Scoggin Worldwide Fund, Ltd.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
462,670
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
462,670
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
462,670
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.4%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 3 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
J. Goldman Master Fund, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
British Virgin Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.0%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 4 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
TCW/Scoggin Event Driven Master Fund, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
21,306
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
21,306
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
21,306
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.3%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 5 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
Old Bellows Partners LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
462,670
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
462,670
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
462,670
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.4%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 6 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
Scoggin LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
462,670
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
462,670
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
462,670
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.4%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 7 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
TCW/Scoggin, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
21,306
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
21,306
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
21,306
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.3%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 8 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
A. Dev Chodry
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
483,976
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.8%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 9 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
Craig Effron
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
483,976
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.8%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 377341201
|
Page 10 of 21 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
|
||||
Curtis Schenker
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
483,976
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
483,976
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
7.8%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Persons Filing: |
(i) | Scoggin Worldwide Fund, Ltd. |
(ii) | J. Goldman Master Fund, L.P. |
(iii) | TCW/Scoggin Event Driven Master Fund, L.P. |
(iv) | Old Bellows Partners LP |
(v) | Scoggin LLC |
(vi) | TCW/Scoggin, LLC |
(vii) | A. Dev Chodry |
(viii) | Craig Effron |
(ix) | Curtis Schenker |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Item 2(c). | Citizenship or Place of Organization: |
(i) | Scoggin Worldwide Fund, Ltd. |
(ii) | J. Goldman Master Fund, L.P. |
(iii) | TCW/Scoggin Event Driven Master Fund, L.P. |
(iv) | Old Bellows Partners LP |
(v) | Scoggin LLC |
(vi) | TCW/Scoggin, LLC |
(vii) | A. Dev Chodry |
(viii)
|
Craig Effron
|
(ix)
|
Curtis Schenker
|
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | ☐ Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
(b) | ☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | ☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | ☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | ☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | ☐ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
(j) | ☐ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
(k) | ☐ Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
Item 4. | Ownership. |
(i)
|
Scoggin Wordwide Fund, Ltd1
|
(a) | Amount beneficially owned: 462,670 |
(b) | Percent of class: 7.4%2 |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 462,670
|
(ii) | Shared power to vote or to direct the vote: 0 |
(iii)
|
Sole power to dispose or to direct the disposition of: 462,670
|
(iv) | Shared power to dispose or to direct the disposition of: 0 |
(ii)
|
J. Goldman Master Fund, L.P.3
|
(a) | Amount beneficially owned: 0 |
(b) | Percent of class: 0.0% |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 0
|
(ii) | Shared power to vote or to direct the vote: 0 |
1 | The investment manager of Scoggin Worldwide Fund, Ltd. is Old Bellows Partners LP. Old Bell Associates LLC is the general partner of Old Bellows Partners LP. A. Dev Chodry is the managing member of Old Bell Associates LLC. Scoggin LLC is a limited partner of Old Bellows Partners LP. A. Dev Chodry is a member of Scoggin LLC, and Craig Effron and Curtis Schenker are principals of Old Bellows Partners L.P. |
2 | Percentages are based on 6,185,133 shares of common stock outstanding (as set forth in the Issuer’s Quarterly Report on Form 10Q for the quarter ended April 30, 2014, as filed with the Securities and Exchange Commission on May 9, 2014). |
3 | As Old Bellows Partners LP is no longer the investment manager of J. Goldman Master Fund, and J. Goldman Master Fund no longer owns any shares of the Issuer, J. Goldman Master Fund will no longer be a Reporting Person for purposes of Section 13d. |
(i)
|
Sole power to vote or to direct the vote: 0
|
(ii) | Shared power to vote or to direct the vote: 0 |
(iii)
|
Sole power to dispose or to direct the disposition of: 0
|
(iv) | Shared power to dispose or to direct the disposition of: 0 |
(iii)
|
TCW/Scoggin Event Driven Master Fund, L.P.4
|
(a) | Amount beneficially owned: 21,306 |
(b) | Percent of class: 0.3% |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 21,306
|
(ii) | Shared power to vote or to direct the vote: 0 |
(iii)
|
Sole power to dispose or to direct the disposition of: 21,306
|
(iv) | Shared power to dispose or to direct the disposition of: 0 |
(vi)
|
Old Bellows Partners LP5
|
(a) | Amount beneficially owned: 462,670 |
(b) | Percent of class: 7.4% |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 0
|
(ii) | Shared power to vote or to direct the vote: 462,670 |
(iii)
|
Sole power to dispose or to direct the disposition of: 0
|
(iv) | Shared power to dispose or to direct the disposition of: 462,670 |
4 | The investment manager of TCW/Scoggin Event Driven Master Fund, L.P. is TCW/Scoggin, LLC. A. Dev Chodry, Craig Effron and Curtis Schenker are the Co-Chief Investment Officers of TCW/Scoggin, LLC. |
5 | Old Bellows Partners LP is the investment manager of Scoggin Worldwide Fund, Ltd. Old Bell Associates LLC is the general partner of Old Bellows Partners LP. A. Dev Chodry is the managing member of Old Bell Associates LLC. Scoggin LLC is a limited partner of Old Bellows Partners LP. A. Dev Chodry is a member of Scoggin LLC, and Craig Effron and Curtis Schenker are the managing members of Scoggin LLC. |
(v)
|
Scoggin LLC6
|
(a) | Amount beneficially owned: 462,670 |
(b) | Percent of class: 7.4% |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 0
|
(ii) | Shared power to vote or to direct the vote: 462,670 |
(iii)
|
Sole power to dispose or to direct the disposition of: 0
|
(iv) | Shared power to dispose or to direct the disposition of: 462,670 |
(vii)
|
TCW/Scoggin, LLC7
|
(a) | Amount beneficially owned: 21,306 |
(b) | Percent of class: 0.3% |
(c) | Number of shares as to which such person has: |
(i)
|
Sole power to vote or to direct the vote: 0
|
(ii) | Shared power to vote or to direct the vote: 21,306 |
(iii)
|
Sole power to dispose or to direct the disposition of: 0
|
(iv) | Shared power to dispose or to direct the disposition of: 21,306 |
(viii)A.
|
Dev Chodry8
|
(a) | Amount beneficially owned: 483,976 |
6 | Scoggin LLC is a limited partner of Old Bellows Partners LP. Old Bellows Partners LP is the investment manager of Scoggin Worldwide Fund, Ltd. A. Dev Chodry is a member of Scoggin LLC, and Craig Effron and Curtis Schenker are the managing members of Scoggin LLC. |
7 | TCW/Scoggin LLC is the investment manager of TCW/Scoggin Event Driven Master Fund, L.P. A. Dev Chodry, Craig Effron and Curtis Schenker are the Co-Chief Investment Officers of TCW/Scoggin, LLC. |
8 | A. Dev Chodry is the manager member of Old Bell Associates LLC and a member of Scoggin LLC. Old Bell Associates LLC is the general partner of Old Bellows Partners LP. Scoggin LLC is a limited partner of Old Bellows Partners LP. Old Bellows Partners LP is the investment manager of Scoggin Worldwide Fund, Ltd. A. Dev Chodry is also a Co-Chief Investment Officer of TCW/Scoggin, LLC. |
(b) | Percent of class: 7.8% |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: 0 |
(ii) | Shared power to vote or to direct the vote: 483,976 |
(iii) | Sole power to dispose or to direct the disposition of: 0 |
(iv) | Shared power to dispose or to direct the disposition of: 483,976 |
(ix)
|
Craig Effron9
|
(a) | Amount beneficially owned: 483,976 |
(b) | Percent of class: 7.8% |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: 0 |
(ii) | Shared power to vote or to direct the vote: 483,976 |
(iii) | Sole power to dispose or to direct the disposition of: 0 |
(iv) | Shared power to dispose or to direct the disposition of: 483,976 |
(x)
|
Curtis Schenker10
|
(a) | Amount beneficially owned: 483,9763 |
(b) | Percent of class: 7.8% |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: 0 |
(ii) | Shared power to vote or to direct the vote: 483,976 |
9 | Craig Effron is a managing member of Scoggin LLC. Scoggin LLC is a limited partner of Old Bellows Partners LP. Old Bellows Partners LP is the investment manager of Scoggin Worldwide Fund, Ltd. Craig Effron is also a Co-Chief Investment Officer of TCW/Scoggin, LLC. |
10 | Curtis Schenker is a managing member of Scoggin LLC. Scoggin LLC is a limited partner of Old Bellows Partners LP. Old Bellows Partners LP is the investment manager of Scoggin Worldwide Fund, Ltd. Curtis Schenker is also a Co-Chief Investment Officer of TCW/Scoggin, LLC. |
(iii) | Sole power to dispose or to direct the disposition of: 0 |
(iv) | Shared power to dispose or to direct the disposition of: 483,976 |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certification. |
Dated as of Feb. 3, 2015
|
Scoggin Worldwide Fund, Ltd.
|
By:/s/ A. Dev Chodry
|
|
Name: A. Dev Chodry
|
|
Title: Director
|
Dated as of Feb. 3, 2015
|
J. Goldman Master Fund, L.P.*
|
Dated as of Feb. 3, 2015
|
TCW/Scoggin Event Driven Master Fund, L.P.
|
By: TCW/Scoggin, LLC, its Investment Manager
|
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Co-Chief Investment Officer
|
Dated as of Feb. 3, 2015
|
Old Bellows Partners LP
|
By: Old Bell Associates LLC, its General Partner
|
|
By: :/s/ A. Dev Chodry
|
|
Name: A. Dev Chodry
|
|
Title: Managing Member
|
Dated as of Feb. 3, 2015
|
Scoggin LLC
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Managing Member
|
Dated as of Feb. 3, 2015
|
TCW/Scoggin, LLC
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Co-Chief Investment Officer
|
Dated as of Feb. 3, 2015 |
:/s/ A. Dev Chodry
|
A. Dev Chodry
|
|
Dated as of Feb. 3, 2015 |
/s/ Craig Effron
|
Craig Effron
|
Dated as of Feb. 3, 2015 |
/s/ Curtis Schenker
|
Curtis Schenker
|
Dated as of Feb. 3, 2015 |
Scoggin Worldwide Fund, Ltd.
|
By: :/s/ A. Dev Chodry
|
|
Name: A. Dev Chodry
|
|
Title: Director
|
Dated as of Feb. 3, 2015
|
J. Goldman Master Fund, L.P.*
|
Dated as of Feb. 3, 2015
|
TCW/Scoggin Event Driven Master Fund, L.P.
|
By: TCW/Scoggin, LLC, its Investment Manager
|
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Co-Chief Investment Officer
|
Dated as of Feb. 3, 2015
|
Old Bellows Partners LP
|
By: Old Bell Associates LLC, its General Partner
|
|
By: :/s/ A. Dev Chodry
|
|
Name: A. Dev Chodry
|
|
Title: Managing Member
|
Dated as of Feb. 3, 2015
|
Scoggin LLC
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Managing Member
|
Dated as of Feb. 3, 2015
|
TCW/Scoggin, LLC
|
By: /s/ Craig Effron
|
|
Name: Craig Effron
|
|
Title: Co-Chief Investment Officer
|
Dated as of Feb. 3, 2015 |
:/s/ A. Dev Chodry
|
A. Dev Chodry
|
Dated as of Feb. 3, 2015 |
/s/ Craig Effron
|
Craig Effron
|
Dated as of Feb. 3, 2015 |
/s/ Curtis Schenker
|
Curtis Schenker
|