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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBERTSON CORBIN J III 601 JEFFERSON SUITE 3600 HOUSTON, X1 77002 |
X |
Corbin J. Robertson III | 12/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In a review of the reporting person's filings, an error was found in the acquisition reported on row 3, which underreported that acquisition by 2,000 shares. This amendment corrects the number of shares shown to be acquired in this row, from 3,183 to 5,183. Other than correcting the amounts shown in column 5, this amendment does not make any other changes to the original filing. |
(2) | On October 13, 2005, Quintana Maritime Investors LLC, a Marshall Islands limited liability company, wound up its business and distributed its only asset, shares of the Company's common stock, to its members on a pro-rata basis. As a result, EMPAR Partnership, which is indirectly controlled by Mr. Robertson, was distributed 66,915 shares of the Company's common stock. These holdings were not previously reportable because Mr. Robertson did not beneficially own the shares held by Quintana Maritime Investors LLC. |
(3) | Mr. Robertson indirectly controls EMPAR Partnership through intermediate entities. All the common stock owned by EMPAR Partnership is reported on this line. Mr. Robertson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |