UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G/A

Estimated average burden hours per response. . 11

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

SPORT-HALEY, INC.

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

848925103

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[     ]  Rule 13d-1(b)

 

[     ]  Rule 13d-1(c)

 

[ X ]  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 



 

 

CUSIP No. 848925103

 

 

      1

NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Ronald J. Norick

 

 

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP*    

 

 

 

(a)

o

 

 

 

 

(b)

o

 

 

 

      3

SEC USE ONLY

 

 

      4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Oklahoma, U.S.A.

 

 

NUMBER

OF SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

     5

SOLE VOTING POWER

0 Shares and Option for 41,666 Shares

 

 

     6

SHARED VOTING POWER

110,617 Shares

 

 

     7

SOLE DISPOSITIVE POWER

0 Shares and Option for 41,666 Shares

 

 

     8

SHARED DISPOSITIVE POWER

110,617 Shares

 

 

 

      9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

110,617 Shares and Option for 41,666 Shares

 

 

     10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*       o

 

 

 

     11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.8% (assuming exercise of options)

 

 

     12

TYPE OF REPORTING PERSON*

 

IN

 

 

2



 

Item 1.

 

 

(a)

Name of Issuer:

 

 

 

 

 

Sport-Haley, Inc.

 

 

 

 

(b)

Address of Issuer’s Principal Executive Offices:

 

 

 

 

 

4600 E. 48th Avenue

 

 

Denver, Colorado  80216-3212

 

 

Item 2.

 

 

(a)

Name of Persons Filing:

 

 

 

 

 

Ronald J. Norick

 

 

 

 

(b)

Address of Principal Business Office:

 

 

 

 

 

5400 N. Grand Blvd., Suite 220

 

 

Oklahoma City, OK  73112

 

 

 

 

(c)

Citizenship: U.S.A.

 

 

 

 

(d)

Title of Class of Securities:

 

 

 

 

 

Common Stock

 

 

 

 

(e)

CUSIP Number:

 

 

 

 

 

848925103

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the persons filing are a:

 

 

 

 

 

 

(a)

o

Broker or Dealer registered under section 15 of the Act

 

 

 

 

 

(b)

o

Bank as defined in section 3(a)(6) of the Act

 

 

 

 

 

(c)

o

Insurance Company as defined in section 3(a)(19) of the Act

 

 

 

 

 

(d)

o

Investment Company registered under section 8 of the Investment Company Act

 

 

 

 

 

(e)

o

Investment Adviser registered under section 203 of the Investment Advisers Act of 1940

 

 

 

 

 

(f)

o

Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund

 

 

 

 

 

(g)

o

Parent Holding Company, in accordance with §240.13d-1(b)(ii)(G)

 

 

 

 

 

(h)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(H)

 

 

 

 

 

(i)

o

A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940

 

 

 

 

 

(j)

o

Group, in accordance with §240.13d-1(b)(ii)(J).

 

3



 

Item 4.

Ownership

 

 

 

(a)

 

Amount Beneficially Owned:

 

 

 

 

 

 

 

110,617 shares and options to purchase 41,666 shares

 

 

 

 

 

(b)

 

Percent of Class:

 

 

 

 

 

 

 

4.8% (based upon 152,283 shares and exercisable stock options beneficially owned, and current outstanding shares of Sport-Haley, Inc. common stock of 2,660,485, plus 517,120 exercisable stock options).

 

 

 

 

 

(c)

 

Number of shares as to which such persons (See Item 6 below) have:

 

 

 

 

 

 

 

i)

sole power to vote or to direct the vote:

 

 

 

 

 

 

 

 

 

 

0 shares and option for 41,666 shares

 

 

 

 

 

 

 

ii)

shared power to vote or to direct the vote:

 

 

 

 

 

 

 

 

 

 

110,617 shares

 

 

 

 

 

 

 

iii)

sole power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

 

 

 

0 shares and option for 41,666 shares

 

 

 

 

 

 

 

iv)

shared power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

 

 

 

110,617 shares

 

Item 5.

Ownership of Five Percent or Less of a Class

 

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ý.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

 

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

 

 

 

Not applicable.

 

Item 8.

Identification and Classification of Member of the Group

 

 

 

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

 

 

 

Not applicable.

 

Item 10.

Certification

 

 

 

 

Not applicable.

 

4



 

 

SIGNATURE

 

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

 

  2-14-2003

 

 

 

Date

 

 

 

 

 

 

 

/s/ Ronald J. Norick

 

 

 

Ronald J. Norick

 

5